Roland Pritchett
NEW EDGE WEALTH | Managing Director
Atlanta, GA 30305
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CRD#: 2284569
Professional summary
Roland Pritchett, who also goes by Roland Sims Pritchett, is a registered financial advisor currently at NEW EDGE WEALTH located in Atlanta, Georgia and NEWEDGE SECURITIES, LLC located in Atlanta, Georgia.
Roland is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Roland has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
Roland Pritchett is a Managing Director and a Wealth Partner with J.P. Morgan Wealth Management. He serves as the primary Relationship Manager for The Pritchett Group's clients, who include entrepreneurs, corporate executives and high-net-worth individuals. Roland's experience in fixed income helps his clients, and he enjoys constructing portfolios and providing tactical asset allocation guidance on their investible assets to reflect either changing market conditions or their personal situations. He employs the firm's breadth of resources, including lending capabilities, investment and commercial banking, and exclusive money management strategies to help his clients meet their goals.
Roland's 23 years in the industry grew from his solid financial background and observing his father's experience as an investment advisor. His experience spans periods of extreme volatility, from which he developed a disciplined process to help assess his clients' risk parameters and position their portfolios to withstand inevitable market fluctuations. He and his team differentiate themselves by providing unique experience and an investment philosophy. Each team member is committed to providing clients with exceptional service.
Beginning his career at Kidder Peabody (now UBS) from 1992 to 1994, Roland moved to Prudential Securities fixed income sales and trading from 1994 to 1999. He then moved to the Private Wealth Management (PWM) business and helped open the first Morgan Stanley PWM office in Atlanta from 1999 to 2005. Roland returned to UBS from 2005 to 2013, where he became a Managing Director and was a member of the Chairman's Council for six years. He joined J.P. Morgan in 2013.
Roland grew up in Sandy Springs, Georgia, and played football at Boston College, graduating with both a B.S. and an M.S. in Finance. He now lives in Atlanta, and in his spare time enjoys skiing, boating, philanthropy and spending time with his two daughters at the family vacation home on Oconee Lake.
Question & Answer
What are your service offerings?
Trust & estate planning
Financial planning
Trading individual securities
Executive services/Equity comp...
Philanthropic services
Loans/credit services
Retirement planning
What is your current number of clients?
Under 50
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Roland Sims Pritchett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NewEdge Wealth*Yes Invest*Registered with NewEdge Wealth the RIA associated with NewEdge Securities*80 Per week/20 trade*2/2/24*Atlanta, GA 2. Baldwin Investment Management LLC*Yes Invest*2/2/24*Atlanta, GA*I created this LLC prior to joining NewEdge Wealth. The nature of the business is to capture and receive all revenues from my PWM clientele*Managing Member*"I created this LLC prior to joining NewEdge Wealth. The nature of the business is to capture and receive all revenues from my PWM clientele*0 Hrs
CRS (Client Relationship Summary) - RIA
Click below to view Roland Pritchett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2024 - Present
NEW EDGE WEALTH
Office #1: 309 East Paces Ferry Rd, Suite 400, Atlanta, GA 30305RIA
CRD#: 307771
Atlanta, GA
Current
February 2, 2024 - Present
NEWEDGE SECURITIES, LLC
Office #1: 309 East Paces Ferry Rd, Suite 400, Atlanta, GA 30305BD
CRD#: 10674
Atlanta, GA
Past
November 8, 2013 - February 3, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
ATLANTA, GA
Past
November 8, 2013 - February 3, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
ATLANTA, GA
Past
March 24, 2005 - November 18, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
March 24, 2005 - November 18, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Past
March 27, 2002 - March 31, 2005
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
ATLANTA, GA
Past
March 3, 1999 - March 31, 2005
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
December 19, 1994 - March 9, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
October 19, 1992 - December 20, 1994
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
California(2/2/2024)
RR
Connecticut(2/2/2024)
RR
Florida(2/2/2024)
RR
Georgia(2/2/2024)
IAR
Georgia(2/7/2024)
RR
Nevada(2/2/2024)
RR
North Carolina(2/2/2024)
RR
Oklahoma(2/5/2024)
RR
Tennessee(2/2/2024)
RR
Texas(2/2/2024)
IAR
Texas(2/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
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Company Information
NEW EDGE WEALTH
Managing DirectorCRD#: 307771Atlanta, GA 30305TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
