Gary Thomas O'brien
Professional Summary
Gary Thomas O'brien, who also goes by Gary Thomas Obrien, is a registered financial advisor currently at HENNEPIN PARTNERS LLC located in Minneapolis, Minnesota. Gary is registered as a RR (Registered Representative) and started their career in finance in 1992. Gary has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gary Thomas Obrien
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
HENNEPIN PARTNERS | QUETICO PARTNERS LLC | ITASCA PARTNERS LLC | HENNEPIN PARTNERS LLC
Contact Information
Main Address
650 3rd Ave S. Suite 1500, Minneapolis, MN 55402Mailing Address
650 3rd Ave S. Suite 1500, Minneapolis, MN 55402Phone Number
(612) 259-4990Established
Minnesota since 01/27/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/22/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gary Thomas O'brien's CRS (Customer Relationship Summary).
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