Gary T. O'brien
Professional summary
Gary Thomas O'brien, who also goes by Gary Thomas Obrien, is a registered financial professional currently at HENNEPIN PARTNERS LLC located in Minneapolis, Minnesota.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1992. Gary has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Thomas O'brien's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2010 - Present
HENNEPIN PARTNERS LLC
Office #1: 650 3rd Ave S. Suite 1500, Minneapolis, MN 55402June 19, 2008 - March 24, 2009
LAZARD MIDDLE MARKET LLC
December 7, 2007 - July 23, 2008
LAZARD FRERES & CO. LLC
March 27, 2007 - July 23, 2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
November 9, 1992 - October 20, 1995
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HENNEPIN PARTNERS LLC
CRD#: 153034 / SEC#: , 8-68498
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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