Donald C. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Clanston Green was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1970. Donald had worked at 17 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2006 - December 31, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 12, 2005 - December 31, 2006
CAMBRIDGE RETIREMENT ADVISORS
April 12, 2005 - December 31, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 18, 2004 - April 13, 2005
SIGNAL SECURITIES, INC.
February 18, 2004 - April 13, 2005
SIGNAL SECURITIES, INC.
November 29, 1996 - March 10, 2004
EMPOWER FINANCIAL SERVICES, INC.
August 1, 1995 - November 29, 1996
THE GREAT-WEST LIFE ASSURANCE COMPANY
June 1, 1992 - December 17, 1992
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 13, 1990 - June 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 17, 1987 - April 7, 2003
OSAIC FA, INC.
September 16, 1987 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 16, 1987 - April 7, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 16, 1987 - April 7, 2003
OSAIC FA, INC.
March 21, 1983 - December 18, 1985
THE COLUMBIAN SECURITIES CORPORATION
September 7, 1982 - July 12, 1983
INVESTORS BROKERAGE SERVICES, INC.
February 11, 1982 - September 30, 1985
PRUCO SECURITIES, LLC.
October 23, 1980 - September 30, 1985
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 24, 1980 - May 6, 1986
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 7, 1977 - March 16, 1980
January 7, 1977 - March 16, 1980
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
December 21, 1970 - April 11, 1977
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/17/1970
Registered Representative ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
