Michael J. Kiernan
Professional summary
Michael J Kiernan, who also goes by Michael Kiernan, is a registered financial professional currently at COMPASS POINT RESEARCH & TRADING, LLC located in Washington, District Of Columbia.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael J Kiernan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2024 - Present
COMPASS POINT RESEARCH & TRADING, LLC
Office #1: 1055 Thomas Jefferson Street, Nw Suite 303, Washington, DC 20007July 26, 2023 - January 16, 2024
B. RILEY SECURITIES, INC.
March 6, 2019 - July 19, 2023
ROSENBLATT SECURITIES INC.
November 30, 2015 - April 17, 2019
WOLFE RESEARCH SECURITIES
March 27, 2013 - December 26, 2014
BREAN CAPITAL, LLC
July 19, 2011 - April 13, 2012
CANACCORD GENUITY LLC
June 9, 2008 - June 17, 2011
FM PARTNERS HOLDINGS LLC
February 23, 2005 - June 16, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2024)
(1/16/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
COMPASS POINT RESEARCH & TRADING, LLC
CRD#: 126258 / SEC#: , 8-65866
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOONER HOLDINGS, LLC | HOLDING COMPANY | |
| DOERR, MANDY MULLER | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 4988605 |
| DREYER, SCOTT ERIC | EXECUTIVE CHAIRMAN | 717434 |
| GRANT, KEVIN STEWART | CHIEF COMPLIANCE OFFICER | 6383394 |
| HAYES, BURKE FROST JR | CEO | 3211858 |
| NEALON, CHRISTOPHER ALLEN | CHIEF OPERATING OFFICER | 2447167 |
| NICOLL, ROBERT ANDREW | MEMBER | 2826685 |
| SHEEDY, THOMAS WILLIAM | MEMBER | 1777044 |
Red Flags
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