Archibald R. Hoxton

HOXTON PLANNING & MANAGEMENT

Shepherdstown, WV 25443

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CRD#: 2283548

Professional summary

Archibald Robinson Hoxton IV, CFP®, who also goes by Archibald Robinson Hoxton, Rob Hoxton, is a registered financial advisor currently at HOXTON PLANNING & MANAGEMENT, LLC located in Shepherdstown, West Virginia.

Archibald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Archibald has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Archibald Robinson Hoxton | Rob Hoxton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. HOXTON CENTER, LLC; NON-INVESTMENT RELATED; LOCATED AT 8530 SHEPHERDSTOWN PIKE, SHEPHERDSTOWN, WV 25443; OWNER OF OFFICE BUILDING (8530 SHEPHERDSTOWN PIKE); I AM A MEMBER OF THE LLC; ENGAGED IN THIS ACTIVITY SINCE 2010; ROLE IS ACTING AS LANDLORD; 2HRS PER MONTH, NONE DURING TRADING HOURS. 2. STARTING AUGUST 2017, I AM A MINOR SHAREHOLDER OF HENRY FUNERAL HOME, INC (1030 WEST BEVERLY STREET, STAUNTON, VA 24401). MY DUTIES INCLUDE SERVING ON THE BOARD OF DIRECTORS AND ASSISTING IN SETTING BUSINESS PLANS. I DEVOTE APPROXIMATELY FOUR HOURS A MONTH TO THIS ACTIVITY, ALL OF WHICH ARE DURING OPEN MARKET HOURS. 3. CO-AUTHOR WITH JULIA CONNELL (8530 SHEPHERDSTOWN PIKE, SHEPHERDSTOWN, WV 25443). THIS BOOK COVERS FINANCIAL PLANNING. MY DUTIES ARE TO WRITE AND PROMOTE THE BOOK. APPROXIMATELY FIVE HOURS PER MONTH ARE DEVOTED TO THIS ACTIVITY DURING MARKET HOURS. 4. BOARD MEMBER OF JEFFERSON SECURITY BANK (105 EAST WASHINGTON STREET, SHEPHERDSTOWN, WV 25443). I OVERSEE THE EXECUTIVE TEAM AND MANAGEMENT OF THE BANK. APPROXIMATELY SEVEN HOURS PER MONTH ARE DEVOTED TO THIS ACTIVITY DURING MARKET HOURS. 5. LICENSED INSURANCE AGENT AT VARIOUS INSURANCE AGENCIES. I SELL VARIOUS INSURANCE SUCH AS LIFE, DISABILITY, LONG TERM CARE AND FIXED ANNUITIES. APPROXIMATELY TWO HOURS PER MONTH ARE DEVOTED TO THIS ACTIVITY DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Archibald Robinson Hoxton IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

March 31, 2022 - Present

HOXTON PLANNING & MANAGEMENT, LLC

Office #1: 8530 Shepherdstown Pike, Shepherdstown, WV 25443

RIA

CRD#: 319087

Shepherdstown, WV

Past

April 5, 2016 - April 28, 2022

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

SHEPHERDSTOWN, WV

Past

August 16, 2002 - November 11, 2004

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

July 2, 2002 - April 12, 2016

HFI WEALTH MANAGEMENT

RIA

CRD#: 121275

SHEPHERDSTOWN, WV

Past

January 18, 2000 - August 20, 2002

LPL FINANCIAL LLC

RIA

CRD#: 6413

SHEPERDSTOWN, WV

Past

January 13, 2000 - August 20, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 2, 1992 - January 13, 2000

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOXTON PLANNING & MANAGEMENT, LLC

CRD#: 319087 / SEC#: 801-123434

RIA

Registered Investment Advisory firm - (3/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/31/2022)

IAR

West Virginia
(4/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/29/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/11/2000

General Securities Principal Examination

Current Firm

HOXTON PLANNING & MANAGEMENT, LLC

CRD#: 319087 / SEC#: 801-123434

RIA

Registered Investment Advisory firm - (3/14/2022 Approved)

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Contact information

Main Address

8530 Shepherdstown Pike, Shepherdstown, WV 25443

Mailing Address

Phone number

(304) 876-2619

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR HOXTON PLANNING & MANAGEMENT, LLC (2/28/2025)

Regulatory assets under management

Total Number of Accounts	1,236
AUM (Assets Under Management)	$ 491,558,229

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Archibald R. Hoxton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Archibald Robinson Hoxton IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED CAPITAL FINANCIAL ADVISORS

TRUSTMONT FINANCIAL GROUP, INC.

HFI WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

HOXTON PLANNING & MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/1998

Series 63

Date: 10/29/1992

Series 7

Date: 1/15/1998

Series 6

Date: 10/29/1992

Series 24

Date: 3/11/2000

Current Firm

HOXTON PLANNING & MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOXTON PLANNING & MANAGEMENT, LLC

TRUST BUT VERIFY

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