Henry J. Ferry

FOCUS INVESTMENT ADVISORS,

Solana Beach, CA 92075

Some features on this profile are disabled

CRD#: 2283442

Professional summary

Henry Joseph Ferry JR is a registered financial advisor currently at FOCUS INVESTMENT ADVISORS, INC located in Solana Beach, California and FOCUS QUANTITATIVE METHODS, INC. located in San Diego, California.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Henry has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

4/10/2018 - Tropical Trades LLC - Not Investment Related - Home Based - Other-Reps Business - Started 12/18/2017 - 5 Hours Per Month/0 Hour During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Joseph Ferry JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2012 - Present

FOCUS INVESTMENT ADVISORS, INC

Office #1: 514 Via De La Valle Suite 200, Solana Beach, CA 92075

RIA

CRD#: 109970

Solana Beach, CA

Current

January 14, 2020 - Present

FOCUS QUANTITATIVE METHODS, INC.

RIA

CRD#: 301240

San Diego, CA

Past

May 20, 2019 - December 31, 2019

FOCUS QUANTITATIVE METHODS, INC.

RIA

CRD#: 301240

Oceanside, CA

Past

September 29, 2011 - December 31, 2018

LPL FINANCIAL LLC

CRD#: 6413

ENCINITAS, CA

Past

March 2, 2010 - October 4, 2011

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

ENCINITAS, CA

Past

February 26, 2010 - October 4, 2011

GIRARD SECURITIES, INC.

CRD#: 18697

SAN DIEGO, CA

Past

February 8, 2006 - March 1, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

ENCINITAS, CA

Past

October 31, 2005 - February 17, 2006

OSAIC SERVICES, INC.

RIA

CRD#: 133763

ENCINITAS, CA

Past

October 31, 2005 - February 17, 2006

OSAIC SERVICES, INC.

CRD#: 133763

ENCINITAS, CA

Past

December 16, 1997 - October 31, 2005

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

CARLSBAD, CA

Past

June 3, 1994 - December 31, 2011

FOCUS INVESTMENT ADVISORS, INC

RIA

CRD#: 109970

ENCINITAS, CA

Past

November 22, 1992 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOCUS INVESTMENT ADVISORS, INC

FOCUS INVESTMENT ADVISORS | IKAIKA, LLC | FOCUS INVESTMENT ADVISORS, INC

CRD#: 109970 / SEC#: 801-57176

RIA

Registered Investment Advisory firm - (4/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/5/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/1992

General Securities Representative Examination

Current Firm

FOCUS INVESTMENT ADVISORS, INC

FOCUS INVESTMENT ADVISORS | IKAIKA, LLC | FOCUS INVESTMENT ADVISORS, INC

CRD#: 109970 / SEC#: 801-57176

RIA

Registered Investment Advisory firm - (4/10/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

514 Via De La Valle Suite 200, Solana Beach, CA 92075

Mailing Address

Phone number

(760) 230-1880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/20/2025)

ADV PART 2B - MONTGOMERY (3/20/2025)

ADV PART 2B - FERRY (3/20/2025)

ADV PART 2B - JACQUELINE LAM (3/20/2025)

ADV PART 2B - DAVID LAM (3/20/2025)

ADV PART 2B - RESTINE (3/20/2025)

ADV PART 2B - WASA (3/20/2025)

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 884,989,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Henry J. Ferry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Joseph Ferry JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUS QUANTITATIVE METHODS, INC.

FOCUS QUANTITATIVE METHODS, INC.

LPL FINANCIAL LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

SECURITIES AMERICA, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SENTRA SECURITIES CORPORATION

FOCUS INVESTMENT ADVISORS, INC

SENTRA SECURITIES CORPORATION

Primary Firm SEC Registration

FOCUS INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/1994

Series 63

Date: 12/4/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/17/1992

Current Firm

FOCUS INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOCUS INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

Similar Advisors