Gary M. Grear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Milton Grear was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1973. Gary had worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2009 - April 26, 2010
FTN EQUITY CAPITAL MARKETS CORP.
July 10, 2002 - May 28, 2003
FTN EQUITY CAPITAL MARKETS CORP.
July 27, 1999 - April 27, 2007
FHN FINANCIAL SECURITIES CORP.
September 26, 1995 - April 20, 1999
LEGACY SECURITIES CORP.
May 16, 1979 - October 28, 1994
MORGAN KEEGAN & COMPANY, LLC
February 24, 1976 - June 2, 1979
CARTY, HARDING & HEARN, INC.
January 4, 1973 - August 2, 1974
CARTY & BOLTON, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/12/1971
Registered Representative ExaminationSeries 40
Date: 12/19/1976
Registered Principal ExaminationCurrent Firm
FTN EQUITY CAPITAL MARKETS CORP.
CRD#: 119625 / SEC#: , 8-65216
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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