Randall L. Pierson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Lee Pierson, who also goes by Randy Pierson, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1992. Randall had worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2013 - October 31, 2013
FIRST HEARTLAND CAPITAL, INC.
December 10, 2009 - December 31, 2012
SIGNATOR FINANCIAL SERVICES, INC.
August 14, 2008 - December 2, 2009
INSPHERE SECURITIES, INC.
August 7, 2007 - July 23, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 13, 2005 - July 12, 2007
PACIFIC SELECT DISTRIBUTORS, LLC
September 5, 2002 - December 31, 2006
MUTUAL SERVICE CORPORATION
March 19, 2001 - August 6, 2002
MML INVESTORS SERVICES, LLC
April 12, 2000 - February 9, 2001
1717 CAPITAL MANAGEMENT COMPANY
November 14, 1997 - April 5, 2000
BERKSHIRE EQUITY SALES, INC.
August 21, 1996 - November 25, 1997
MML INVESTORS SERVICES, LLC
October 1, 1992 - August 29, 1996
BERKSHIRE EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
