JP
John V. Pezzullo
CETERA INVESTMENT ADVISERS LLC
WHEATON, IL 60189
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CRD#: 2282076
JP
Professional summary
John Vincent Pezzullo is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wheaton, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Las Vegas, Nevada.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)JONLYN AND ASSOCIATES, INC - INVESTMENT RELATED - CERTIFIED PUBLIC ACCOUNTING FIRM - OWNER - STARTED 5/29/03 - CERTIFIED PUBLIC ACCOUNTANT WITH LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, SECURITIES AND INSURANCE SALES - WORK 40 HRS/WK DURING TRADING HOURS 2) NAME OF OTHER BUSINESS: JL PROPERTIES GROUP LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE MANAGEMENT START DATE: 9/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGER OF LLC 3) MARIAN PEZZULLO TRUST, NOT INV RELATED, 10914 ROBINHOOD ST, WESTCHESTER, IL, 60154, TRUSTEE FOR FAMILY TRUST, START 10/01/13, <1HR/WK NOT DURING TRADING HRS. 4) NAME OF OTHER BUSINESS: PEZZULLO & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 10161 PARK RUN DRIVE, LAS VEGAS, NV 89145; NATURE OF BUSINESS: ENTITY USED FOR OFFICE LEASE PURPOSES; START DATE: 09/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ENTITY USED FOR OFFICE LEASE PURPOSES; 5) NAME OF OTHER BUSINESS: MDW PROPERTIES GROUP LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE MANAGEMENT START DATE: 9/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGER OF LLC 6) NAME OF OTHER BUSINESS: JOHN V PEZZULLO INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: SALES OF HEALTH PRODUCTS BY ZILIS.INC ; START DATE: 3/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: SALES OF HEALTH PRODUCTS ; 7) NAME OF OTHER BUSINESS: JPC PARTNERS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC HOLDS PERSONAL RESIDENCE; 8) NAME OF OTHER BUSINESS: ELITE PALMS PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 08/2021, POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER, APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNERSHIP AND MANAGEMENT OF RESIDENTIAL RENTAL PROPERTIES: 9)NAME OF OTHER BUSINESS: ELITE PALMS HOUSING DEVELOPERS, LLC, INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 08/2021, POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER, APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CONSTRUCTION OF RESIDENTIAL HOUSING, FOR RENTAL OR POSSIBLE SALE; 10. NAME OF OTHER BUSINESS: TOP LEVEL GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: MEMBER/MANAGER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MANAGER OF PARTNERSHIP, HOLDING COMPANY FOR REAL ESTATE PROPERTIES, FULL BUSINESS DUTIES;
CRS (Client Relationship Summary) - RIA
Click below to view John Vincent Pezzullo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2006 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1776 S Naperville Rd Ste 205a, Wheaton, IL 60189Office #2: 10161 Park Run Drive Suite 150, Las Vegas, NV 89145RIA
CRD#: 105644
WHEATON, IL
Current
July 17, 2000 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 10161 Park Run Drive Suite 150, Las Vegas, NV 89145Office #2: 1776 S. Naperville Rd Suite A-206, Wheaton, IL 60189BD
CRD#: 10358
Las Vegas, NV
Past
October 15, 1992 - July 10, 2000
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/23/2014)
RR
California(4/23/2014)
RR
Florida(1/2/2019)
RR
Illinois(7/17/2000)
IAR
Illinois(2/13/2006)
RR
Indiana(1/2/2014)
RR
Michigan(1/2/2014)
RR
Nevada(11/1/2013)
IAR
Nevada(1/20/2017)
RR
North Carolina(2/8/2021)
RR
Pennsylvania(9/6/2012)
RR
Texas(1/2/2025)
IAR
Texas(1/2/2025)
RR
Wisconsin(1/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
