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Seth Mathew Streeter

Seth M. Streeter

MISSION WEALTH MANAGEMENT, LP
Austin, TX 78746
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CRD#: 2281532
Seth Mathew Streeter

Professional summary


Seth Mathew Streeter, CFP®, who also goes by Seth M Streeter, is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Austin, Texas.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Seth has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Seth M Streeter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
YOUNG PRESIDENTS ORGANIZATION (YPO) Health & Wellness Board. - NO - 1123 CHAPALA ST #202, SANTA BARBARA, CA 93101 - NON PROFIT PROFESSIONAL ORG - 4 HOURS/MONTH DURING TRADING HOURS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Seth Mathew Streeter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 1996

Experience


Current

January 24, 2013 - Present

MISSION WEALTH MANAGEMENT, LP

Office #1: 901 S. Mopac Expressway Building 1, Suite 334, Austin, TX 78746
RIA
CRD#: 113057
Austin, TX
Past

February 14, 2000 - September 24, 2013

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
SANTA BARBARA, CA
Past

February 10, 2000 - September 24, 2013

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
SANTA BARBARA, CA
Past

September 29, 1992 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

September 29, 1992 - February 22, 2000

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA
Registered Investment Advisory firm - (6/7/2002 Approved)
California
Registered Investment Advisory firm - (6/14/2002 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/17/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/6/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA
Registered Investment Advisory firm - (6/7/2002 Approved)
California
Registered Investment Advisory firm - (6/14/2002 Terminated)
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Contact information


Main Address
1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 882-2360
Established
Firm type
Fiscal year end
# of Employees
145

SEC notice filing (41 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MWM FORM ADV PART 2A - FIRM BROCHURE (5/20/2025)

Regulatory assets under management


Total Number of Accounts12,456
AUM (Assets Under Management)$ 10,024,060,630

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MISSION WEALTH MANAGEMENT, LP

CRD#: 113057Austin, TX 78746

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