Walter M. Gray

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CRD#: 228140

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Walter Madison Gray was a registered financial professional .

Walter is a previously registered financial professional and started their career in finance in 1969. Walter had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 2, 2018 - September 10, 2019

WEALTHCARE INVESTMENT PARTNERS LLC

RIA

CRD#: 296475

PORTSMOUTH, RI

Past

July 2, 2018 - September 12, 2019

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Portsmouth, RI

Past

January 9, 2007 - July 9, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTSMOUTH, RI

Past

January 9, 2007 - July 9, 2018

LPL FINANCIAL LLC

CRD#: 6413

PORTSMOUTH, RI

Past

March 11, 2005 - December 31, 2006

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

PORTSMOUTH, RI

Past

March 11, 2005 - December 31, 2006

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

August 4, 1971 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

June 2, 1969 - February 17, 2004

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHCARE INVESTMENT PARTNERS LLC

WEALTHCARE INVESTMENT PARTNERS | WEALTHCARE INVESTMENT PARTNERS LLC

CRD#: 296475 / SEC#: 801-113276

RIA

Registered Investment Advisory firm - (5/24/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 5/21/1969

Registered Representative Examination

Current Firm

WEALTHCARE INVESTMENT PARTNERS LLC

WEALTHCARE INVESTMENT PARTNERS | WEALTHCARE INVESTMENT PARTNERS LLC

CRD#: 296475 / SEC#: 801-113276

RIA

Registered Investment Advisory firm - (5/24/2018 Approved)

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Contact information

Main Address

35 Dyer Street, Portsmouth, RI 02871

Mailing Address

Po Box 189, Portsmouth, RI 02871

Phone number

(401) 682-2335

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A, WRAP APPENDIX, AND PRIVACY POLICY (2/6/2025)

Regulatory assets under management

Total Number of Accounts	2,876
AUM (Assets Under Management)	$ 654,788,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter M. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

WEALTHCARE INVESTMENT PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/1987

SIE

Date: 10/1/2018

Series 1

Date: 5/21/1969

Current Firm

WEALTHCARE INVESTMENT PARTNERS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHCARE INVESTMENT PARTNERS LLC

TRUST BUT VERIFY

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