Kevin D. Dede
Professional summary
Kevin Darryl Dede, who also goes by Kevin D Dede, is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York and JONESTRADING located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 13 firms and has passed the Series 63, SIE, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Darryl Dede's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2014 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022May 26, 2026 - Present
JONESTRADING
Office #1: 325 Hudson St 6th Floor, New York, NY, 10013April 27, 2026 - May 1, 2026
JONESTRADING
March 7, 2012 - June 7, 2012
AURIGA USA, LLC
November 5, 2010 - February 27, 2012
FAGENSON & CO., INC.
July 17, 2009 - March 3, 2010
JESUP & LAMONT SECURITIES CORP
May 31, 2007 - November 14, 2008
MORGAN JOSEPH TRIARTISAN LLC
February 3, 2003 - June 13, 2007
MERRIMAN CAPITAL, INC.
May 1, 2001 - November 8, 2002
WELLS FARGO INVESTMENTS, LLC
November 4, 1999 - November 8, 2002
WELLS FARGO SECURITIES, LLC
March 25, 1998 - November 19, 1999
RBC CAPITAL MARKETS, LLC
September 14, 1995 - September 5, 1997
MONTGOMERY SECURITIES
May 16, 1994 - August 22, 1995
SUTRO & CO. INCORPORATED
February 24, 1993 - May 10, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2014)
(5/26/2026)
(5/26/2026)
(12/18/2023)
(5/26/2026)
(5/26/2026)
(5/26/2026)
(3/26/2014)
(5/26/2026)
(5/26/2026)
(5/26/2026)
(5/26/2026)
Exams
FINRA
FINRA
NYSE American LLC
Nasdaq Stock Market
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JONESTRADING
CRD#: 6888 / SEC#: , 8-26089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES & ASSOCIATES, INC. | HOLDING COMPANY | |
| BELL, JEREMY DAVID | CCO | 4498676 |
| CHMIELEWSKI, STEVEN ANDREW | DIRECTOR | 2066307 |
| COHEN, SHLOMO | DIRECTOR | 2877188 |
| COOK, BURKE MCCLAIN | CORPORATE SECRETARY / LEGAL COUNSEL | 4863190 |
| HILL, ALAN FINBAR | CEO / DIRECTOR | 5182098 |
| KIRSCH, WILLIAM TANNER | DIRECTOR | 5428522 |
| LEVEEN, JEFFREY EARLE JR | DIRECTOR | 2919172 |
| MICSKY, JEFFREY A | DIRECTOR | 4820920 |
| ONEIL, TIMOTHY DAWSON | EXECUTIVE CHAIRMAN | 2355507 |
| TESORO, ANTHONY JAMES | DIRECTOR | |
| TESORO, PHILLIP JAMES | DIRECTOR | 2009378 |
| WONG, JEFFREY RYAN | FINANCIAL AND OPERATIONS PRINCIPAL | 4428807 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
