AJ
Anthony R. Joslin
GARDEN STATE INVESTMENT ADVISORY SERVICES
Red Bank, NJ 07701
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CRD#: 2281191
AJ
Professional summary
Anthony Richard Joslin, CFP® is a registered financial advisor currently at GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC located in Red Bank, New Jersey and GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Anthony has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GUARDIAN LIFE INSURANCE, 710 RT 46 EAST FAIRFIELD, NJ 07004. BROKER: LIFE INSURANCE (NON-VARIABLE). WHOLE LIFE AND TERM INSURANCE ONLY (NON-VARIABLE). INVESTMENT RELATED. START MAY 2007. 5-10 HOURS PER WEEK.
2) LAFAYETTE LIFE INSURANCE EFFECTIVE 1/2/2015. 400 BROADWAY, CINCINNATI, OH 45202. WHOLE LIFE INSURANCE AND FIXED ANNUITIES. NOT INVESTMENT RELATED. WHOLE LIFE INSURANCE SELLING AS INDEPENDENT BROKER. EST. 15 HOURS PER WEEK.
3) MASS MUTUAL LIFE INSURANCE SPRINGFIELD, MA. WHOLE LIFE INSURANCE. NOT INVESTMENT-RELATED. 5 HOURS PER WEEK.
4) LJ PARTNERS, LLC ESTABLISHED 11/14/2014 TO PAY FOR OFFICE EXPENSES.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Richard Joslin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 25, 2014 - Present
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701RIA
CRD#: 133088
Red Bank, NJ
Current
March 10, 2014 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701BD
CRD#: 10083
Red Bank, NJ
Past
June 24, 2013 - March 13, 2014
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
TINTON, NJ
Past
April 28, 2003 - March 13, 2014
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
TINTON FALLS, NJ
Past
September 10, 1998 - May 23, 2003
GRAYSON FINANCIAL LLC
BD
CRD#: 11764
RED BANK, NJ
Past
January 27, 1995 - August 31, 1998
M.S. FARRELL & COMPANY, INC.
BD
CRD#: 24232
SYOSSET, NY
Past
July 31, 1993 - February 3, 1995
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 11, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CLU WEALTH ADVISORS LLC | TOTAL WEALTH ENHANCEMENT GROUP LLC | LA BOIS PARTNERS | GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC | GARDEN STATE INVESTMENT ADVISORY SERVICES LLC | COLTS NECK FINANCIAL
CRD#: 133088 / SEC#: 801-79500
RIA
Registered Investment Advisory firm - (4/23/2014 Approved)Idaho
Registered Investment Advisory firm - (4/25/2014 Terminated)New Jersey
Registered Investment Advisory firm - (5/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/27/2015)
RR
Arizona(5/6/2014)
RR
California(3/14/2014)
RR
Colorado(3/26/2015)
RR
Connecticut(3/14/2014)
RR
Delaware(3/25/2014)
RR
Florida(9/28/2017)
RR
Georgia(10/7/2017)
RR
Idaho(7/25/2019)
RR
Illinois(11/20/2017)
RR
Indiana(10/8/2014)
RR
Iowa(3/14/2014)
RR
Kansas(4/24/2015)
RR
Kentucky(3/18/2014)
RR
Louisiana(5/6/2015)
RR
Maryland(3/10/2014)
RR
Massachusetts(6/4/2014)
RR
Michigan(3/10/2014)
RR
Minnesota(3/10/2014)
RR
Mississippi(3/20/2014)
RR
Missouri(11/18/2014)
RR
Nevada(3/10/2014)
RR
New Jersey(3/13/2014)
IAR
New Jersey(3/25/2014)
RR
New York(3/10/2014)
RR
North Carolina(3/10/2014)
RR
Ohio(3/10/2014)
RR
Oklahoma(3/20/2014)
RR
Oregon(5/15/2014)
RR
Pennsylvania(3/10/2014)
RR
South Carolina(3/17/2014)
RR
Tennessee(7/17/2023)
RR
Texas(3/10/2014)
RR
Utah(1/19/2018)
RR
Virginia(3/10/2014)
RR
Washington(3/14/2014)
RR
Wisconsin(6/12/2025)
RR
Wyoming(8/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CLU WEALTH ADVISORS LLC | TOTAL WEALTH ENHANCEMENT GROUP LLC | LA BOIS PARTNERS | GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC | GARDEN STATE INVESTMENT ADVISORY SERVICES LLC | COLTS NECK FINANCIAL
CRD#: 133088 / SEC#: 801-79500
RIA
Registered Investment Advisory firm - (4/23/2014 Approved)Idaho
Registered Investment Advisory firm - (4/25/2014 Terminated)New Jersey
Registered Investment Advisory firm - (5/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
328 Newman Springs Road, Red Bank, NJ 07701
Mailing Address
Phone number
(732) 280-6886
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,122 |
| AUM (Assets Under Management) | $ 561,548,738 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
