Christopher M. Paglia
Professional summary
Christopher Mark Paglia, CFP®, who also goes by Christoper Mark Paglia, is a registered financial advisor currently at SANCTUARY ADVISORS, LLC located in Shrewsbury, New Jersey and SANCTUARY SECURITIES, INC. located in Shrewsbury, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 9 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Mark Paglia's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1999
Experience
May 6, 2021 - Present
SANCTUARY ADVISORS, LLC
Office #1: 1129 Broad St Ste 104, Shrewsbury, NJ 07702May 6, 2021 - Present
SANCTUARY SECURITIES, INC.
Office #1: 1129 Broad St Ste 104, Shrewsbury, NJ 07702October 28, 2010 - May 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 28, 2010 - May 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2009 - November 5, 2010
MORGAN STANLEY
June 1, 2009 - November 5, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 23, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
February 23, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
May 8, 2002 - March 6, 2007
CITIGROUP GLOBAL MARKETS INC.
September 5, 2000 - March 6, 2007
CITIGROUP GLOBAL MARKETS INC.
March 23, 1994 - September 5, 2000
MORGAN STANLEY DW INC.
September 29, 1993 - January 18, 1994
INTL FCSTONE PARTNERS L.P.
September 26, 1992 - September 7, 1993
LINCOLN INVESTMENT
Primary Firm SEC Registration
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2025)
(9/23/2024)
(5/6/2021)
(1/4/2024)
(5/6/2021)
(5/6/2021)
(5/6/2021)
(5/6/2021)
(10/18/2023)
(10/25/2022)
(5/6/2021)
(4/21/2025)
(8/27/2024)
(5/6/2021)
(5/6/2021)
(5/6/2021)
(5/6/2021)
(5/6/2021)
(5/12/2021)
(3/3/2025)
(5/6/2021)
(7/19/2021)
(5/6/2021)
(5/6/2021)
(5/6/2021)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55,540 |
| AUM (Assets Under Management) | $ 27,696,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANCTUARY ADVISORS, LLC
CRD#: 226606Shrewsbury, NJ 07702TRUST BUT VERIFY
Monitor Christopher Paglia
Get automatic monthly alerts on: