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Art Kingsley Okun

CRD# 2280918·Registered 1992 - 2013
Previously Registered: Being a previously registered professional could mean that Art is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Art Kingsley Okun, who also goes by Art Kingsley, Art Kingsleyokun, Ath Kingsleyokun, Ath Kingsley Okun, Art Okyn, was a registered financial advisor. Art was a previously registered financial advisor and started their career in finance 1992 - 2013. Art had worked at 19 firms and has passed the Series 63, Series 7, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Art Kingsley, Art Kingsleyokun, Ath Kingsleyokun, Ath Kingsley Okun, Art Okyn

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MARQUIS FINANCIAL SERVICES, INC.·CRD# 20733
BD
Tarzana, CA
December 24, 2009 - July 22, 2013
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Woodland Hills, CA
November 19, 2007 - June 11, 2009
GLENDALE SECURITIES, INC.·CRD# 123649
BD
Woodland Hills, CA
May 11, 2006 - February 13, 2007
GIRARD SECURITIES, INC.·CRD# 18697
RIA
Woodland Hills, CA
April 11, 2006 - May 19, 2006
GIRARD SECURITIES, INC.·CRD# 18697
BD
Woodland Hills, CA
April 11, 2006 - May 19, 2006
MORGAN PEABODY, INC.·CRD# 38306
BD
Studio City, CA
March 30, 2006 - July 13, 2006
MACARTHUR STRATEGIES, INC.·CRD# 20678
BD
Irvine, CA
August 25, 2005 - February 28, 2006
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
Bloomington, IL
July 18, 2005 - July 29, 2005
LINEAR FINANCIAL SERVICES, INC.·CRD# 133389
BD
Santa Ana, CA
April 27, 2005 - June 15, 2006
GONOW SECURITIES, INC.·CRD# 104020
BD
Los Angeles, CA
September 21, 2004 - January 31, 2005
CANON SECURITIES, LLC·CRD# 104443
BD
Santa Monica, CA
January 26, 2001 - December 31, 2003
PACIFIC GENESIS GROUP, INC.·CRD# 37429
BD
Alameda, CA
December 21, 1999 - September 13, 2000
MACARTHUR STRATEGIES, INC.·CRD# 20678
BD
Irvine, CA
May 26, 1999 - January 7, 2000
IRVINE SECURITIES, INC.·CRD# 34796
BD
Irvine, CA
November 10, 1998 - June 17, 1999
ZAHORIK COMPANY, INC.·CRD# 8580
BD
Pasadena, CA
April 21, 1997 - September 11, 1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
Northridge, CA
May 15, 1996 - September 26, 1996
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
September 8, 1995 - February 29, 1996
JM DISSOLUTION, INC.·CRD# 6980
BD
St. Paul, MN
April 25, 1994 - August 21, 1995
HAYNE, MILLER FINANCIAL, INC.·CRD# 13849
BD
Minneapolis, MN
January 17, 1994 - March 30, 1994
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
March 2, 1993 - December 17, 1993
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
October 13, 1992 - November 30, 1992

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Current Firm

MF
MARQUIS FINANCIAL SERVICES, INC.

BENCHMARK CAPITAL MANAGEMENT | THE NORTHWOODS TRADING COMPANY, INC. | STEVEN GREGORY SECURITIES | MARQUIS FINANCIAL SERVICES, INC. | MARQUIS FINANCIAL SERVICES OF INDIANA, INC. | MARQUIS FINANCIAL SERVICES OF INDIANA INC. | BENCHMARK CAPITAL MANAGEMENT, INCORPORATED

CRD#: 20733 / SEC#: 8-38398
BD
Terminated by SEC on 08/18/2013

Contact Information

Established

Wisconsin since 06/06/1985

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
OKUN, ART KINGSLEYPRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL2280918
OKUN, ART KINGSLEYCHIEF COMPLIANCE OFFICER2280918

Disclosures

Regulatory Event

5

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2008About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2000About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jun 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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