William J. Wendel
Professional summary
William Joseph Wendel, who also goes by Bill Wendel, William J Wendel, was a registered financial professional .
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William had worked at 11 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2026 - Present
Office #1: 2018 Gilpin Ave, Wilmington, DE 19806
October 27, 2025 - July 20, 2026
M&A SECURITIES GROUP, INC.
April 5, 2022 - March 20, 2025
ADVISORS ASSET MANAGEMENT, INC.
June 20, 2017 - April 14, 2022
BNY MELLON SECURITIES CORPORATION
February 6, 2012 - May 17, 2017
FORESIDE FUND SERVICES, LLC
June 17, 2010 - January 23, 2012
CV BROKERAGE, INC
November 9, 2006 - July 28, 2009
JPMORGAN DISTRIBUTION SERVICES, INC.
August 17, 2005 - December 20, 2005
AIM PRIVATE ASSET MANAGEMENT
September 27, 2000 - December 2, 2005
INVESCO DISTRIBUTORS, INC.
November 18, 1994 - October 6, 2000
FUND MANAGEMENT COMPANY
October 23, 1992 - October 31, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 99TO
Passed: 9/10/2026
Operations Professional ExaminationSeries 79TO
Passed: 4/2/2026
Investment Banking Registered Representative ExaminationSeries 6
Passed: 10/21/1992
FINRA
Current firm
No current employment
Red Flags
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