Jonathan P. Sheets

CETERA INVESTMENT ADVISERS LLC

GEORGETOWN, TX 78628

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CRD#: 2280462

Professional summary

Jonathan Patrick Sheets, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Georgetown, Texas and CETERA INVESTMENT SERVICES LLC located in Georgetown, Texas.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jonathan has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)08/22/2022 - Hill Country Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2021 - 160 Hr/Mth

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Patrick Sheets's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 14, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 804 S Interstate 35, Georgetown, TX 78628

RIA

CRD#: 105644

GEORGETOWN, TX

Current

March 14, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 804 S Interstate 35, Georgetown, TX 78628

CRD#: 15340

Georgetown, TX

Past

September 9, 2022 - March 19, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

CEDAR PARK, TX

Past

September 9, 2022 - March 19, 2024

LPL FINANCIAL LLC

CRD#: 6413

CEDAR PARK, TX

Past

February 12, 2021 - September 9, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Cedar Park, TX

Past

February 12, 2021 - September 9, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Cedar PArk, TX

Past

October 18, 2011 - February 12, 2021

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

AUSTIN, TX

Past

October 18, 2011 - February 12, 2021

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

AUSTIN, TX

Past

January 5, 2007 - August 25, 2011

SWBC INVESTMENT COMPANY

RIA

CRD#: 140994

SAN ANTONIO, TX

Past

January 3, 2007 - August 25, 2011

SWBC INVESTMENT SERVICES, LLC

CRD#: 133715

AUSTIN, TX

Past

December 6, 2006 - December 31, 2006

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

AUSTIN, TX

Past

September 13, 2006 - December 31, 2006

CETERA WEALTH SERVICES, LLC

CRD#: 13572

AUSTIN, TX

Past

September 12, 2003 - February 1, 2006

TD AMERITRADE, INC.

RIA

CRD#: 7870

SUGAR LAND, TX

Past

November 7, 1997 - February 1, 2006

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

June 29, 1995 - November 7, 1997

KENNEDY, CABOT & CO.

CRD#: 2417

BEVERLY HILLS, CA

Past

September 11, 1994 - February 22, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 7, 1993 - July 30, 1994

NATIONSSECURITIES

CRD#: 32542

Past

September 29, 1992 - June 7, 1993

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(10/17/2024)

California
(4/16/2024)

Colorado
(10/17/2024)

Florida
(3/19/2024)

Illinois
(12/6/2024)

Indiana
(10/17/2024)

Maryland
(4/3/2025)

North Carolina
(3/20/2024)

Pennsylvania
(10/17/2024)

Texas
(3/14/2024)

IAR

Texas
(3/14/2024)

Wisconsin
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/4/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan P. Sheets

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Patrick Sheets's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

SWBC INVESTMENT COMPANY

SWBC INVESTMENT SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

KENNEDY, CABOT & CO.

MORGAN STANLEY DW INC.

NATIONSSECURITIES

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2003

Series 63

Date: 1/15/1993

SIE

Date: 10/1/2018

Series 7

Date: 12/3/1992

Series 8

Date: 2/4/1998

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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