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TP

Thomas E. Pellowe

BLUE OWL SECURITIES
New York, NY 10152
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CRD#: 2279885
TP

Professional summary

Thomas Edward Pellowe, who also goes by Thomas E Pellowe, Tom Pellowe, is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas E Pellowe | Tom Pellowe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Edward Pellowe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2020 - Present

BLUE OWL SECURITIES

Office #1: 375 Park Avenue, New York, NY 10152
BD
CRD#: 283250
New York, NY
Past

August 12, 2003 - June 22, 2020

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

BD
CRD#: 119546
DENVER, CO
Past

February 8, 1994 - July 10, 2003

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 289
HOUSTON, TX
Past

October 30, 1992 - June 1, 1993

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 289
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/24/2020)
RR
Alaska
(7/24/2020)
RR
Arizona
(7/24/2020)
RR
Arkansas
(7/24/2020)
RR
California
(7/24/2020)
RR
Colorado
(7/24/2020)
RR
Connecticut
(7/24/2020)
RR
Delaware
(7/24/2020)
RR
District of Columbia
(7/24/2020)
RR
Florida
(7/24/2020)
RR
Georgia
(7/24/2020)
RR
Hawaii
(7/24/2020)
RR
Idaho
(7/24/2020)
RR
Illinois
(7/24/2020)
RR
Indiana
(7/24/2020)
RR
Iowa
(7/24/2020)
RR
Kansas
(7/24/2020)
RR
Kentucky
(7/24/2020)
RR
Louisiana
(7/24/2020)
RR
Maine
(7/24/2020)
RR
Maryland
(7/24/2020)
RR
Massachusetts
(7/24/2020)
RR
Michigan
(7/24/2020)
RR
Minnesota
(7/24/2020)
RR
Mississippi
(7/24/2020)
RR
Missouri
(7/24/2020)
RR
Montana
(7/24/2020)
RR
Nebraska
(7/24/2020)
RR
Nevada
(7/24/2020)
RR
New Hampshire
(7/24/2020)
RR
New Jersey
(7/24/2020)
RR
New Mexico
(7/24/2020)
RR
New York
(7/24/2020)
RR
North Carolina
(7/24/2020)
RR
North Dakota
(7/24/2020)
RR
Ohio
(7/26/2020)
RR
Oklahoma
(7/24/2020)
RR
Oregon
(7/24/2020)
RR
Pennsylvania
(7/24/2020)
RR
Puerto Rico
(12/19/2024)
RR
Rhode Island
(7/24/2020)
RR
South Carolina
(7/24/2020)
RR
South Dakota
(7/24/2020)
RR
Tennessee
(1/8/2021)
RR
Texas
(7/24/2020)
RR
Utah
(7/24/2020)
RR
Vermont
(7/24/2020)
RR
Virginia
(7/24/2020)
RR
Washington
(7/24/2020)
RR
West Virginia
(7/24/2020)
RR
Wisconsin
(7/24/2020)
RR
Wyoming
(7/24/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 11/11/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/28/1992
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BLUE OWL CAPITAL GROUP LLCSOLE MEMBER
AMATO, KERRI ANNCHIEF COMPLIANCE OFFICER4710835
CONNOR, SEAN RICHARDPRESIDENT AND CHIEF EXECUTIVE OFFICER6019182
DIRESTA, ANDREWFINOP7459031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE OWL SECURITIES

CRD#: 283250New York, NY 10152

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