David E. Oulvey
Professional summary
David Eugene Oulvey, who also goes by David Eugene Dulvey, David Dulvey, is a registered financial professional currently at PRIME CAPITAL MARKETS, LLC located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 5 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Eugene Oulvey's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2021 - Present
PRIME CAPITAL MARKETS, LLC
Office #1: 425 S. Financial Place Ste 3160, Chicago, IL 60605May 14, 2014 - April 9, 2021
X-CHANGE FINANCIAL ACCESS, LLC
April 21, 2012 - May 6, 2014
QUIET LIGHT SECURITIES, LLC
January 3, 2011 - December 29, 2010
S & W GRAIN CO.
May 13, 1993 - December 20, 1994
MF GLOBAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe Exchange, Inc.
FINRA
Current Firm
PRIME CAPITAL MARKETS, LLC
CRD#: 310298 / SEC#: , 8-70570
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIME GROUP HOLDING LLC | MEMBER AND MANAGER | |
| BALCARCEL, JOSEPH ROBERT | CHIEF OPERATING OFFICER | 7492741 |
| CHLADA, THOMAS FRANCIS | CHIEF EXECUTIVE OFFICER | 1533996 |
| MACDONALD, DONNA JOY | CHIEF COMPLIANCE OFFICER | 1178698 |
| OULVEY, DAVID EUGENE | CHIEF FINANCIAL OFFICER AND FINANCIAL & OPERATIONS PRINCIPAL | 2279183 |
Red Flags
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