Steven E. Flewelling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Erwin Flewelling, who also goes by Steven E Flewelling, Steven Erwin Flewelling, Steven Flewelling, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1992. Steven had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2025 - March 6, 2026
CUMBERLAND ADVISORS
March 11, 2019 - April 4, 2025
ADVISORS ASSET MANAGEMENT, INC.
March 11, 2019 - April 4, 2025
ADVISORS ASSET MANAGEMENT, INC.
April 23, 2018 - March 8, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 2018 - March 8, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 2012 - August 4, 2017
NEUBERGER BERMAN BD LLC
February 24, 2012 - August 4, 2017
NEUBERGER BERMAN BD LLC
April 20, 2006 - February 23, 2012
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
October 4, 2005 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
September 21, 2005 - February 23, 2012
AMUNDI DISTRIBUTOR US, INC.
July 31, 1993 - July 14, 1994
CITIGROUP GLOBAL MARKETS INC.
November 10, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
CUMBERLAND ADVISORS
CRD#: 107964 / SEC#: 801-55344
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUMBERLAND ADVISORS
CRD#: 107964 / SEC#: 801-55344
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,349 |
| AUM (Assets Under Management) | $ 3,217,125,317 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
