Joseph M. Degrazia

LMC INVESTMENTS

WELLESLEY, MA 02482

CRD#: 2278940

Some features on this profile are disabled

Professional summary

Joseph Michael Degrazia JR, CFP®, who also goes by Joseph Michael Degrazia, is a registered financial advisor currently at LMC INVESTMENTS, INC. located in Wellesley, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Michael Degrazia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Degrazia JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 30, 2005 - Present

LMC INVESTMENTS, INC.

Office #1: 1 Hollis St Suite 435, Wellesley, MA 02482

RIA

CRD#: 105351

WELLESLEY, MA

Past

April 22, 1994 - June 30, 2005

LMC INVESTMENTS, INC.

RIA

CRD#: 105351

WELLESLEY, MA

Past

January 20, 1993 - December 31, 1997

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/30/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/8/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LMC INVESTMENTS, INC.

CRD#: 105351 / SEC#: 801-9674

RIA

Registered Investment Advisory firm - (6/30/2005 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/13/2005 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Hollis St Suite 435, Wellesley, MA 02482

Mailing Address

Phone number

(781) 237-6767

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 15,703,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Heather Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

BURLINGTON, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph M. Degrazia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Degrazia JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LMC INVESTMENTS, INC.

LMC INVESTMENTS, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1992

Series 6

Date: 12/8/1992

Current Firm

LMC INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LMC INVESTMENTS, INC.

TRUST BUT VERIFY

Similar Advisors