James A. Lindner

RETIREMENT STRATEGIES, LTD.

DUBLIN, OH 43017

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CRD#: 2278697

Professional summary

James A Lindner, CFP®, ChFC®, CLU®, who also goes by Jay A. Lindner, is a registered financial advisor currently at RETIREMENT STRATEGIES, LTD. located in Dublin, Ohio and PRIVATE CLIENT SERVICES, LLC located in Dublin, Ohio.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay A. Lindner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James A Lindner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 2, 2012 - Present

RETIREMENT STRATEGIES, LTD.

Office #1: 5060 Parkcenter Ave Suite A, Dublin, OH 43017

RIA

CRD#: 163701

DUBLIN, OH

Current

June 14, 2021 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 5060 Parkcenter Ave Suite A, Dublin, OH 43017

RIA

CRD#: 120222

Dublin, OH

Past

July 2, 2012 - July 1, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DUBLIN, OH

Past

October 21, 2009 - July 6, 2012

OSAIC WEALTH, INC.

RIA

CRD#: 23131

DUBLIN, OH

Past

June 24, 2003 - July 3, 2012

SIMPLY MONEY ADVISORS

RIA

CRD#: 106619

DUBLIN, OH

Past

June 10, 2003 - July 6, 2012

OSAIC WEALTH, INC.

CRD#: 23131

DUBLIN, OH

Past

January 1, 2000 - June 16, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

COLUMBUS, OH

Past

March 2, 1994 - June 16, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

March 2, 1994 - June 16, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT STRATEGIES, LTD.

CRD#: 163701 / SEC#: 801-112738

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Ohio

Registered Investment Advisory firm - (6/27/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/14/2021)

Florida
(6/14/2021)

Michigan
(6/14/2021)

IAR

Ohio
(7/2/2012)

Ohio
(6/14/2021)

South Carolina
(6/14/2021)

Tennessee
(6/14/2021)

West Virginia
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/1/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

RETIREMENT STRATEGIES, LTD.

CRD#: 163701 / SEC#: 801-112738

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Ohio

Registered Investment Advisory firm - (6/27/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2018 Terminated)

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Contact information

Main Address

5060 Parkcenter Ave. Suite A, Dublin, OH 43017

Mailing Address

Phone number

(614) 799-8668

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (2/19/2026)

Regulatory assets under management

Total Number of Accounts	1,003
AUM (Assets Under Management)	$ 272,729,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

James A. Lindner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James A Lindner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC WEALTH, INC.

SIMPLY MONEY ADVISORS

OSAIC WEALTH, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

RETIREMENT STRATEGIES, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/3/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/8/1994

Series 6

Date: 3/1/1994

FINRA

Current Firm

RETIREMENT STRATEGIES, LTD.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT STRATEGIES, LTD.

TRUST BUT VERIFY

Contact information

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