JL
James A. Lindner
RETIREMENT STRATEGIES, LTD.
DUBLIN, OH 43017
Some features on this profile are disabled
CRD#: 2278697
JL
Professional summary
James A Lindner, CFP®, ChFC®, CLU®, who also goes by Jay A. Lindner, is a registered financial advisor currently at RETIREMENT STRATEGIES, LTD. located in Dublin, Ohio and PRIVATE CLIENT SERVICES, LLC located in Dublin, Ohio.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay A. Lindner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Retirement Strategies, Ltd. 5060 Parkcenter Ave, Ste A, Dublin, OH 43017. RIA - Registered Investment Advisor-providing investment advisory services through financial planning and investment portfolio management. President & CEO - company oversight, business development, client meetings. 100 hrs/mo; 90 during trading hrs. 2) Airborne Management, LLC. 5653 Stockton Way, Du9blin, OH 43016. Small airplane ownership and rental to local flying club membership. Partner- support plane preparation, marketing and business development to participant flight club members. 5 hrs/mo; 2 during trading hrs. 3) Golowin Legal, LLC. 5060 Parkcenter Ave, Suite A, Dublin, OH 43017. Elder Law Attorney. U1R Networking Group Member & Sub-lease tenant of Retirement Strategies, ltd. Both located at 5060 Parkcenter Ave, St A, Ohio, 43017. 2 hrs/mo during trading hrs. 4) Independent Insurance Agent. 5060 Parkcenter Ave, Suite A, Dublin, OH 43017. Advising and selling insurance-based solutions. Independent Insurance Agent - advising and implementing insurance based financial solutions. 3 hrs/mo; 3 during trading hrs. 5) RS Tax & Accounting, Inc. 5060 Parkcenter Ave, Suite A, Dublin, OH 43017. RS Tax & Accounting provides tax return preparation and business accounting services to individuals and small businesses. Owner & Board Member - passive owner, does not provide tax or accounting advice or services. 2 hrs/mo; 2 during trading hrs. 6) Under 1 Roof Financial Services Networking Group. Networking group that supports each other's business and clients through non-paid referrals. PI is not shared without authorization. Networking Group Member. 4 hrs/mo; 2 during trading hrs. 7) Central Ohio Professional Education Council (COPEC). 5060 Parkcenter Ave, Suite A, Dublin, OH 43017. Provides free education workshops through to the community without marketing of services by industry expert speak volunteers. President & Co-Founder. Board Member providing oversight of organization and outreach. 20 hrs/mo; 15 during trading hrs. 8) Private Client Services (PCS); Private Client Services (PCS), 2225 Lexington Rd. Louisville, KY 40206; Investment Related. Investment Services.; Broker/Advisor. Manage client accounts and recommend appropriate solutions; June 2021; 20 total hours devoted per month; 15 hours devoted per month during securities trading hours. 9) Capital City Young Aviators (CCYA). 5060 Parkcenter Ave, Ste A. CCYA is a 501C3 non profit organization that provides a new and exciting way to engage at risk youth and provide mentorship and hope. Founder and President.
CRS (Client Relationship Summary) - RIA
Click below to view James A Lindner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 2, 2012 - Present
RETIREMENT STRATEGIES, LTD.
Office #1: 5060 Parkcenter Ave Suite A, Dublin, OH 43017RIA
CRD#: 163701
DUBLIN, OH
Current
June 14, 2021 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 5060 Parkcenter Ave Suite A, Dublin, OH 43017RIA
BD
CRD#: 120222
Dublin, OH
Past
July 2, 2012 - July 1, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
DUBLIN, OH
Past
October 21, 2009 - July 6, 2012
OSAIC WEALTH, INC.
RIA
CRD#: 23131
DUBLIN, OH
Past
June 24, 2003 - July 3, 2012
SIMPLY MONEY ADVISORS
RIA
CRD#: 106619
DUBLIN, OH
Past
June 10, 2003 - July 6, 2012
OSAIC WEALTH, INC.
BD
CRD#: 23131
DUBLIN, OH
Past
January 1, 2000 - June 16, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
COLUMBUS, OH
Past
March 2, 1994 - June 16, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
March 2, 1994 - June 16, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
RETIREMENT STRATEGIES, LTD.
RETIREMENT STRATEGIES, LTD.
CRD#: 163701 / SEC#: 801-112738
RIA
Registered Investment Advisory firm - (4/2/2018 Approved)Ohio
Registered Investment Advisory firm - (6/27/2018 Terminated)Texas
Registered Investment Advisory firm - (6/25/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/14/2021)
RR
Florida(6/14/2021)
RR
Michigan(6/14/2021)
IAR
Ohio(7/2/2012)
RR
Ohio(6/14/2021)
RR
South Carolina(6/14/2021)
RR
Tennessee(6/14/2021)
RR
West Virginia(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RS
RETIREMENT STRATEGIES, LTD.
RETIREMENT STRATEGIES, LTD.
CRD#: 163701 / SEC#: 801-112738
RIA
Registered Investment Advisory firm - (4/2/2018 Approved)Ohio
Registered Investment Advisory firm - (6/27/2018 Terminated)Texas
Registered Investment Advisory firm - (6/25/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5060 Parkcenter Ave. Suite A, Dublin, OH 43017
Mailing Address
Phone number
(614) 799-8668
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 974 |
| AUM (Assets Under Management) | $ 242,909,171 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
