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Michael Edward Burke

EASTERLY SECURITIES
Beverly, MA
·CRD# 2278402·33 years experience

Professional Summary

Michael Edward Burke, who also goes by Mike Burke, is a registered financial advisor currently at EASTERLY SECURITIES LLC located in Beverly, Massachusetts. Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Burke

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

EASTERLY SECURITIES LLC·CRD# 281103
BD
138 Conant Street Suite 100, Beverly, MA 01915
March 10, 2022 - Present
WADDELL & REED·CRD# 866
BD
Overland Park, KS
October 14, 2015 - April 21, 2021
IVY DISTRIBUTORS, INC.·CRD# 16496
BD
Overland Park, KS
October 14, 2015 - April 30, 2021
AMUNDI DISTRIBUTOR US, INC.·CRD# 24497
BD
Boston, MA
June 23, 2010 - August 11, 2015
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Boston, MA
November 17, 2003 - June 2, 2010
STATE STREET RESEARCH INVESTMENT SERVICES, INC.·CRD# 17580
BD
Boston, MA
December 14, 1994 - November 6, 2003
ADVEST, INC.·CRD# 10
BD
Hartford, CT
March 15, 1993 - March 28, 1994

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Current Firm

ES
EASTERLY SECURITIES LLC

EASTERLY SECURITIES LLC | EASTERLY SECURITIES, LLC

CRD#: 281103 / SEC#: 8-69661
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

138 Conant Street Suite 100, Beverly, MA 01915

Mailing Address

138 Conant Street Suite 100, Beverly, MA 01915

Phone Number

(617) 231-4300

Established

Delaware since 07/06/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EASTERLY ASSET MANAGEMENT OPERATIONS LLCSOLE AND MANAGING MEMBER—
FRIZE, BERNARD JOSEPH JRCHIEF COMPLIANCE OFFICER2366022
JULIANO JR, PHILIP LCHIEF EXECUTIVE OFFICER4781008
JUSTER, KENNETH GCHIEF LEGAL OFFICER4788250
MONTAGUE, MICHAELCHIEF FINANCIAL OFFICER5121305
SMITH, ELIZABETH ANNEFINOP1960549

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/9/2024)
RR
Alaska
(11/24/2023)
RR
Arizona
(12/8/2023)
RR
Arkansas
(12/18/2023)
RR
California
(11/7/2023)
RR
Colorado
(11/7/2023)
RR
Connecticut
(12/11/2023)
RR
Delaware
(11/7/2023)
RR
District of Columbia
(1/5/2024)
RR
Florida
(11/7/2023)
RR
Georgia
(12/15/2023)
RR
Hawaii
(1/12/2024)
RR
Idaho
(11/7/2023)
RR
Illinois
(11/7/2023)
RR
Indiana
(11/30/2023)
RR
Iowa
(11/7/2023)
RR
Kansas
(11/20/2023)
RR
Kentucky
(11/7/2023)
RR
Louisiana
(11/7/2023)
RR
Maine
(11/22/2023)
RR
Maryland
(11/21/2023)
RR
Massachusetts
(3/10/2022)
RR
Michigan
(11/17/2023)
RR
Minnesota
(2/12/2024)
RR
Mississippi
(11/7/2023)
RR
Missouri
(2/5/2024)
RR
Montana
(11/30/2023)
RR
Nebraska
(11/27/2023)
RR
Nevada
(11/14/2023)
RR
New Hampshire
(12/11/2023)
RR
New Jersey
(1/2/2024)
RR
New Mexico
(12/15/2023)
RR
New York
(11/7/2023)
RR
North Carolina
(11/7/2023)
RR
North Dakota
(12/15/2023)
RR
Ohio
(1/3/2024)
RR
Oklahoma
(11/7/2023)
RR
Oregon
(12/14/2023)
RR
Pennsylvania
(12/18/2023)
RR
Rhode Island
(11/7/2023)
RR
South Carolina
(11/20/2023)
RR
South Dakota
(11/13/2023)
RR
Tennessee
(1/3/2024)
RR
Texas
(12/15/2023)
RR
Utah
(11/2/2023)
RR
Vermont
(11/21/2023)
RR
Virginia
(1/25/2024)
RR
Washington
(11/21/2023)
RR
West Virginia
(1/16/2024)
RR
Wisconsin
(1/10/2024)
RR
Wyoming
(11/28/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Edward Burke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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