Calvin N. Roberson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvin Nathaniel Roberson, who also goes by Cal Roberson, Calvin Nathaniel Roberson Sr, was a registered financial professional .
Calvin is a previously registered financial professional and started their career in finance in 1993. Calvin had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2015 - September 30, 2015
FORESTERS FINANCIAL SERVICES, INC.
August 29, 2002 - September 11, 2003
QUICK & REILLY, INC.
April 13, 2001 - November 29, 2001
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 15, 2000 - December 31, 2000
MAIN STREET MANAGEMENT COMPANY
August 18, 1999 - January 6, 2000
FIRST HORIZON ADVISORS, INC.
March 17, 1998 - July 12, 1999
CITIGROUP GLOBAL MARKETS INC.
January 15, 1997 - March 10, 1998
THE HUNTINGTON INVESTMENT COMPANY
November 1, 1996 - February 12, 1997
KEY INVESTMENTS INC.
September 13, 1995 - March 27, 1996
PNC BROKERAGE CORP
June 28, 1993 - November 8, 1993
NATIONAL CITY INVESTMENTS CORPORATION
January 13, 1993 - June 25, 1993
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS FINANCIAL SERVICES, INC.
CRD#: 305 / SEC#: , 8-13891
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 3 |
| Arbitration | 18 |
Red Flags
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