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SL

Sylvester Larkins

LARKINS & ASSOCIATES FINANCIAL SERVICES
AUGUSTA, GA 30906
Some features on this profile are disabled
CRD#: 2277875
SL

Professional summary

Sylvester Larkins, who also goes by Fox Larkins, Frog Larkins, Sly Larkins, Syl Larkins, is a registered financial advisor currently at LARKINS & ASSOCIATES FINANCIAL SERVICES, LLC located in Augusta, Georgia.

Sylvester is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Sylvester has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Fox Larkins | Frog Larkins | Sly Larkins | Syl Larkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LARKINS & ASSOC. FINL. SVCS, LLC - INVESTMENT RELATED - INVESTMENT ADVISOR, INSURANCE TAX SVCS - PRESIDENT - PROVIDE INVESTMENT PLANNING ADVICE,INSURANCE PLANNING,TAX SVCS - 30 HOUR WORK WEEK: 2) FIRST SHILOH BAPTIST CHURCH; NON-INV REL; AUGUSTA, GA; CHURCH TREASURER; MANAGE FINANCIAL TRANSACTIONS OF THE CHURCH, ACCTS PAYABLES, RECEIVALBES, ETC, CONSULT WITH CHURCH LEADERSHIP ON FINL ISSUES; START DATE 10/20/2012; 20HR/MNTH:

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sylvester Larkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2006 - Present

LARKINS & ASSOCIATES FINANCIAL SERVICES, LLC

Office #1: 3108 Peach Orchard Road Suite 2, Augusta, GA 30906
RIA
CRD#: 126997
AUGUSTA, GA
Past

August 29, 2014 - February 7, 2018

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MARTINEZ, GA
Past

September 23, 2002 - February 7, 2018

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
MARTINEZ, GA
Past

August 1, 2000 - December 31, 2001

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

July 8, 2000 - July 31, 2000

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

April 6, 1999 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

BD
CRD#: 14521
CONCORD, NH
Past

November 13, 1992 - December 31, 1998

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(1/13/2006)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/30/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/23/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/7/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/10/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/10/2000
Investment Company Products/Variable Contracts Principal Examination

Current Firm

L&
LARKINS & ASSOCIATES FINANCIAL SERVICES, LLC
LARKINS & ASSOCIATES FINANCIAL SERVICES, LLC | LARKINS, BETHA & ASSOCIATES FINANCIAL SERVICES | LARKINS, BETHA & ASSOC FINL SVSC

CRD#: 126997 / SEC#:

Georgia
Registered Investment Advisory firm - (12/31/2005 Approved)
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Contact information

Main Address
3108 Peach Orchard Rd Ste 2, Augusta, GA 30906
Mailing Address
Phone number
(706) 798-1040
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts74
AUM (Assets Under Management)$ 959,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LARKINS & ASSOCIATES FINANCIAL SERVICES, LLC

CRD#: 126997Augusta, GA 30906

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