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DK

Donald J. Kendrick

STEELOAKS INVESTMENT ADVISERS
WEIRTON, WV 26062
Some features on this profile are disabled
CRD#: 2277793
DK

Professional summary

Donald John Kendrick is a registered financial advisor currently at STEELOAKS INVESTMENT ADVISERS, INC. located in Weirton, West Virginia.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Donald has worked at 2 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald John Kendrick's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 1997 - Present

STEELOAKS INVESTMENT ADVISERS, INC.

Office #1: 3205 Pennsylvania Ave Penn Place, Suite 102, Weirton, WV 26062
RIA
CRD#: 108197
WEIRTON, WV
Past

October 15, 1992 - January 26, 1994

NEWEDGE SECURITIES, LLC

BD
CRD#: 10674

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STEELOAKS INVESTMENT ADVISERS, INC.
STEELOAKS INVESTMENT ADVISERS INC | STEELOAKS INVESTMENT ADVISERS, INC.

CRD#: 108197 / SEC#: 801-55467

RIA
Registered Investment Advisory firm - (4/23/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
West Virginia
(1/9/1997)

Exams

State Security Law Exam
RR
Series 63
Date: 10/23/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/1992
General Securities Representative Examination

Current Firm

SI
STEELOAKS INVESTMENT ADVISERS, INC.
STEELOAKS INVESTMENT ADVISERS INC | STEELOAKS INVESTMENT ADVISERS, INC.

CRD#: 108197 / SEC#: 801-55467

RIA
Registered Investment Advisory firm - (4/23/1998 Approved)
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Contact information

Main Address
135 Palm Drive, Weirton, WV 26062
Mailing Address
Phone number
(304) 723-6700
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART II - BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts266
AUM (Assets Under Management)$ 166,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEELOAKS INVESTMENT ADVISERS, INC.

CRD#: 108197Weirton, WV 26062

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