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Caroline M. Huber

STRATEGIC ADVISERS LLC
WOODSTOCK, VA
Some features on this profile are disabled
CRD#: 2277682
CH

Professional summary

Caroline M. Huber, ChFC®, CLU®, who also goes by Caroline Maria Huber, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Woodstock, Virginia and FIDELITY BROKERAGE SERVICES LLC located in Reston, Virginia.

Caroline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Caroline has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Caroline Maria Huber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-96475|OrgNmn:Schiavone Mulloy & Friend|Org Addr:Woodstock,Virginia,US|OBA Nature:Residual business from former |Invst Rel:N|Title:Independent Contractor|Duties:collect mail; deposit commission checks; distribute commissions to 3 retired agents|StrtDt:|TotHrs/mon:2|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline M. Huber's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 11957 Democracy Drive, Reston, VA 20190
RIA
CRD#: 104555
WOODSTOCK, VA
Current

April 17, 2023 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 11957 Democracy Drive, Reston, VA 20190
BD
CRD#: 7784
Reston, VA
Past

May 17, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
RESTON, VA
Past

April 20, 2015 - May 25, 2022

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
FAIRFAX, VA
Past

April 20, 2015 - May 25, 2022

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
FAIRFAX, VA
Past

January 3, 2011 - April 8, 2015

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
ARLINGTON, VA
Past

October 8, 2007 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
FAIRFAX, VA
Past

April 20, 2007 - August 17, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
MCLEAN, VA
Past

May 5, 2006 - March 3, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
CHANTILLY, VA
Past

May 5, 2006 - March 3, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
CHARLOTTE, NC
Past

November 16, 2005 - January 7, 2006

VOYA FINANCIAL PARTNERS, LLC

RIA
CRD#: 34815
STERLING, VA
Past

November 15, 2005 - January 7, 2006

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

April 15, 2005 - November 1, 2005

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
STERLING, VA
Past

April 19, 1999 - April 15, 2005

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

October 15, 1993 - March 1, 1999

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

May 17, 1993 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(6/15/2023)
RR
Florida
(6/15/2023)
RR
Iowa
(1/13/2025)
RR
Maryland
(6/15/2023)
RR
North Carolina
(6/15/2023)
IAR
Texas
(3/31/2025)
RR
Virginia
(4/17/2023)
IAR
Virginia
(3/31/2025)
RR
Washington
(1/7/2025)
RR
West Virginia
(6/15/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/11/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/8/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/1/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/14/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/4/2000
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555Woodstock, VA

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