Robert A. Badolato
Professional summary
Robert Anthony Badolato, who also goes by Bert Badolato, is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Anthony Badolato's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2007 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432June 27, 2007 - October 30, 2007
WEDBUSH SECURITIES INC.
January 10, 2002 - July 13, 2007
BROOKSTREET SECURITIES CORPORATION
July 23, 1997 - December 31, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 17, 1996 - August 6, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
December 15, 1992 - September 26, 1996
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2007)
(2/3/2010)
(10/30/2007)
(10/29/2007)
(8/28/2023)
(12/13/2007)
(10/30/2007)
(9/25/2017)
(10/30/2007)
(10/30/2007)
(10/28/2010)
(10/30/2007)
(10/30/2007)
(1/10/2023)
(2/5/2019)
(6/2/2009)
(1/9/2023)
(2/22/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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Company Information
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065Boca Raton, FL 33432TRUST BUT VERIFY
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