Laith A. Al Tikriti

CETERA INVESTMENT ADVISERS LLC

Oakbrook Terrace, IL 60181

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CRD#: 2277529

Professional summary

Laith Amer Al Tikriti, who also goes by Laith Amer Altikriti, Laith Amer Schulze, Laith Amer Tikriti, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oakbrook Terrace, Illinois and CETERA WEALTH SERVICES, LLC located in Oakbrook Terrace, Illinois.

Laith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Laith has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laith Amer Altikriti | Laith Amer Schulze | Laith Amer Tikriti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 07/12/2016, APX NUMBER OF HOURS PER WEEK: 2 HOURS, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELL ANNUITIES AND PROPERTY & CASUALTY. 2. L.T.I.G. WEALTH MANAGEMENT, FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 11/05/2014, 40HRS/WK (32.5 TRADING HOURS), OWNER; 3. NAME OF OTHER BUSINESS: SANAA BIN HUSSAIN LLC.; INVESTMENT RELATED: NO; ADDRESS: 7208 B W. COLLAGE DR PALOS HEIGHTS, IL 60463; NATURE OF BUSINESS: WOMEN DRESSES; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: PARTNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SUPERVISE THE DAY TO DAY SALES AND ACCOUNT FOR EACH SALE IN A BOOK KEEPING CAPACITY;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laith Amer Al Tikriti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1s045 Spring Road 2h, Oakbrook Terrace, IL 60181

RIA

CRD#: 105644

Oakbrook Terrace, IL

Current

November 5, 2014 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1s045 Spring Road 2h, Oakbrook Terrace, IL 60181

CRD#: 13572

Oakbrook Terrace, IL

Past

November 6, 2014 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

December 2, 2013 - November 10, 2014

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

NAPERVILLE, IL

Past

November 27, 2013 - November 10, 2014

FIFTH THIRD SECURITIES, INC.

CRD#: 628

NAPERVILLE, IL

Past

July 6, 2010 - November 12, 2013

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

BRIDGEVIEW, IL

Past

July 6, 2010 - November 12, 2013

INVEST FINANCIAL CORPORATION

CRD#: 12984

BRIDGEVIEW, IL

Past

February 28, 2001 - July 12, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

AURORA, IL

Past

February 22, 2001 - July 12, 2010

LPL FINANCIAL LLC

CRD#: 6413

AURORA, IL

Past

July 10, 1996 - February 22, 2001

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

August 17, 1995 - June 19, 1996

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

May 6, 1993 - July 12, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 16, 1992 - February 1, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 16, 1992 - February 1, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/5/2023)

Florida
(12/1/2014)

Illinois
(11/5/2014)

IAR

Illinois
(6/29/2023)

Kansas
(11/5/2014)

Wisconsin
(11/5/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/11/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laith A. Al Tikriti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laith Amer Al Tikriti's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

CITICORP INVESTMENT SERVICES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/1998

Series 63

Date: 1/11/1993

SIE

Date: 10/1/2018

Series 7

Date: 12/14/1992

Series 24

Date: 6/11/2001

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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