Eddie R. Yancey

CETERA INVESTMENT ADVISERS LLC

Burleson, TX

Some features on this profile are disabled

CRD#: 2277323

Professional summary

Eddie R Yancey, who also goes by Eddie Raymond Yancey, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Burleson, Texas and CETERA WEALTH SERVICES, LLC located in Burleson, Texas.

Eddie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Eddie has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eddie Raymond Yancey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: YANCEY GRAIN, LLC; INVESTMENT RELATED: NO; ADDRESS: GODLEY, TX 76044; NATURE OF BUSINESS: AGRICULTURE, MANUFACTURES ANIMAL FEED (MAINLY COW/HORSE FEED); START DATE: 04/1995; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MEET WITH OTHER SHAREHOLDERS AND DISCUSS BUSINESS, DISCUSS ANNUAL DIVIDEND IF ANY. 2. NAME OF OTHER BUSINESS: YANCEY WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES RELATED DBA / PROVIDE ADVICE, MONEY MANAGEMENT; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: RISK ASSESSMENT, FINANCIAL PLANNING, MONEY MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eddie R Yancey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Burleson, TX

Current

September 14, 2023 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Burleson, TX

Past

March 5, 2018 - September 4, 2023

EDWARD JONES

RIA

CRD#: 250

ALVARADO, TX

Past

March 5, 2018 - September 4, 2023

EDWARD JONES

CRD#: 250

ALVARADO, TX

Past

August 1, 2016 - February 27, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CLEBURNE, TX

Past

August 1, 2016 - February 27, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ABILENE, TX

Past

August 19, 2014 - July 29, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CLEBURNE, TX

Past

July 24, 2014 - July 29, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CLEBURNE, TX

Past

April 27, 1993 - July 6, 1995

SIGNAL SECURITIES, INC.

CRD#: 15916

FORT WORTH, TX

Past

September 28, 1992 - March 22, 1993

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(9/14/2023)

IAR

Texas
(9/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/24/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/24/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eddie R. Yancey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eddie R Yancey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

EDWARD JONES

EDWARD JONES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

SIGNAL SECURITIES, INC.

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2014

Series 63

Date: 10/2/1992

SIE

Date: 10/1/2018

Series 7

Date: 7/24/2014

Series 6

Date: 9/24/1992

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors