Colin J. Porter

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CRD#: 2277237

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Colin James Porter was a registered financial professional .

Colin is a previously registered financial professional and started their career in finance in 1992. Colin had worked at 15 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2022 - March 21, 2023

CLEARINGBID MARKETS, INC.

CRD#: 269999

Stamford, CT

Past

August 20, 2018 - December 3, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

WHITE PLAINS, NY

Past

August 1, 2014 - August 19, 2016

BARDOWN CAPITAL LLC

CRD#: 158970

OLD TAPPAN, NJ

Past

May 13, 2014 - August 19, 2016

BAYES CAPITAL LLC

CRD#: 159644

WESTWOOD, NJ

Past

November 5, 2012 - February 27, 2013

SSC NY CORP.

CRD#: 29804

NEW YORK, NY

Past

August 4, 2011 - September 4, 2012

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

December 16, 2005 - February 25, 2011

CANTOR FITZGERALD & CO.

CRD#: 134

DARIEN, CT

Past

June 22, 2004 - October 20, 2004

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

May 28, 2004 - June 15, 2004

ELECTRONIC TRADING GROUP, LLC

CRD#: 37453

NEW YORK, NY

Past

November 13, 2001 - March 18, 2002

KEVIN DANN & PARTNERS, LLC

CRD#: 113591

NEW YORK, NY

Past

June 25, 2001 - October 2, 2001

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

January 2, 1997 - February 7, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

January 3, 1995 - January 2, 1997

THE CHICAGO CORPORATION

CRD#: 1449

CHICAGO, IL

Past

December 21, 1994 - January 12, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 26, 1992 - January 10, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/25/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/12/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/22/1992

General Securities Representative Examination

Current Firm

CLEARINGBID MARKETS, INC.

CRD#: 269999 / SEC#: , 8-69646

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

411 Theodore Fremd Ave Suite 206, Rye, NY 10850

Mailing Address

411 Theodore Fremd Ave Suite 3c, Rye, NY 10580

Phone number

(212) 752-1700

Established

Delaware since 03/20/2015

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CLEARINGBID, INC.	OWNER
PELLICANO, CARA ELAINE	CCO	4228678
ROCHE, PASCAL	FINOP	5920968
SCANLON, EDWIN C	CCO / CEO	1665407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Colin J. Porter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NYLIFE SECURITIES LLC

BARDOWN CAPITAL LLC

BAYES CAPITAL LLC

SSC NY CORP.

G-2 TRADING,LLC

CANTOR FITZGERALD & CO.

ADVEST, INC.

ELECTRONIC TRADING GROUP, LLC

KEVIN DANN & PARTNERS, LLC

SCHONFELD SECURITIES, LLC

ABN AMRO INCORPORATED

THE CHICAGO CORPORATION

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/2022

SIE

Date: 10/1/2018

Series 55

Date: 7/12/2004

Series 7

Date: 10/22/1992

Current Firm

CLEARINGBID MARKETS, INC.

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CLEARINGBID MARKETS, INC.

TRUST BUT VERIFY

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