David Choi
Professional summary
David Choi, who also goes by David Chai, David Kai Sing Choi, is a registered financial professional currently at SPARRING PARTNERS CAPITAL LLC located in Short Hills, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Choi's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2005 - Present
SPARRING PARTNERS CAPITAL LLC
June 7, 1999 - October 2, 2003
DEUTSCHE BANK SECURITIES INC.
August 18, 1994 - June 7, 1999
DB ALEX. BROWN LLC
October 11, 1992 - July 18, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2010)
(7/6/2017)
(7/6/2017)
(4/22/2013)
(9/3/2010)
(6/17/2005)
(6/10/2010)
(7/6/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SPARRING PARTNERS CAPITAL LLC
CRD#: 133780 / SEC#: , 8-66777
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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