HY
Howard G. Yeager
NEWBRIDGE SECURITIES
Boca Raton, FL 33432
Some features on this profile are disabled
CRD#: 2276310
HY
Professional summary
Howard Gregg Yeager, who also goes by Howard Yeager, is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1992. Howard has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Howard Yeager
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Howard Gregg Yeager's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2008 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432BD
CRD#: 104065
Boca Raton, FL
Past
October 1, 2004 - March 10, 2008
CHICAGO INVESTMENT GROUP, LLC
BD
CRD#: 11853
BOCA RATON, FL
Past
November 20, 2002 - October 19, 2004
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
NEW YORK, NY
Past
September 2, 1998 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Past
August 23, 1993 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Past
January 20, 1993 - August 25, 1993
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
October 1, 1992 - November 23, 1992
D. H. BLAIR & CO., INC.
BD
CRD#: 6833
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/2/2025)
RR
Arizona(2/22/2008)
RR
California(2/22/2008)
RR
Colorado(2/22/2008)
RR
Connecticut(3/12/2008)
RR
District of Columbia(7/18/2008)
RR
Florida(2/22/2008)
RR
Georgia(2/22/2008)
RR
Hawaii(12/11/2012)
RR
Idaho(2/6/2009)
RR
Illinois(2/22/2008)
RR
Indiana(2/22/2008)
RR
Iowa(5/3/2012)
RR
Kentucky(6/27/2008)
RR
Louisiana(7/3/2008)
RR
Maryland(4/17/2008)
RR
Massachusetts(2/22/2008)
RR
Michigan(3/3/2008)
RR
Minnesota(6/20/2008)
RR
Missouri(6/19/2008)
RR
Montana(3/11/2009)
RR
Nevada(2/22/2008)
RR
New Jersey(2/22/2008)
RR
New York(2/22/2008)
RR
North Carolina(2/22/2008)
RR
Ohio(2/22/2008)
RR
Oklahoma(2/22/2008)
RR
Oregon(6/13/2008)
RR
Pennsylvania(2/22/2008)
RR
Rhode Island(6/20/2008)
RR
South Carolina(7/24/2008)
RR
Texas(2/22/2008)
RR
Utah(4/10/2008)
RR
Virginia(2/22/2008)
RR
Washington(3/11/2008)
RR
West Virginia(11/9/2011)
RR
Wisconsin(2/22/2008)
RR
Wyoming(11/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NS
NEWBRIDGE SECURITIES CORPORATION
LUDWIG INVESTMENTS, INC. | NEWBRIDGE SECURITIES CORPORATION | NEWBRIDGE SECURITIES CORP.
CRD#: 104065 / SEC#: , 8-52538
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Phone number
(954) 334-3450
Established
Virginia since 12/17/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065Boca Raton, FL 33432TRUST BUT VERIFY
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