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MP

Michele Pacitto Jr

CFP®
IM GLOBAL US DISTRIBUTORS
EL SEGUNDO, CA
·CRD# 2276284·29 years registered

Professional Summary

Michele Pacitto JR, CFP®, who also goes by Michael Pacitto Jr, Mike Pacitto Jr, is a registered financial advisor currently at IM GLOBAL US DISTRIBUTORS LLC located in El Segundo, California. Michele is registered as a RR (Registered Representative) and started their career in finance in 1998. Michele has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Pacitto Jr, Mike Pacitto Jr

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2003

Years of Experience

29 years registered in the securities industry

Current & Past Employments

Current

IM GLOBAL US DISTRIBUTORS LLCCurrent·CRD# 299892
BD
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
June 3, 2021 - Present

Past

ALPS DISTRIBUTORS, INC.Past·CRD# 16853
BD
Denver, CO
April 20, 2015 - June 2, 2021
T. ROWE PRICE INVESTMENT SERVICES, INC.Past·CRD# 8348
BD
Colorado Springs, CO
August 4, 1998 - April 26, 2013
T. ROWE PRICE ADVISORY SERVICES, INC.Past·CRD# 108958
RIA
Colorado Springs, CO
December 28, 2000 - May 21, 2010

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Current Firm

IG
IM GLOBAL US DISTRIBUTORS LLC

IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892 / SEC#: 8-70266
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245

Mailing Address

2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245

Phone Number

(323) 372-2266

Established

Delaware since 12/05/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
IM GLOBAL PARTNER SASPARENT COMPANY—
CAMPBELL, ROBERT NMNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1349154
KELLY, JOSEPH PETER IICHIEF COMPLIANCE OFFICER, PRINCIPAL AND INTERIM CHIEF OPERATING OFFICER6268052

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/8/2021)
RR
Alaska
(6/7/2021)
RR
Arizona
(6/3/2021)
RR
Arkansas
(6/3/2021)
RR
California
(6/3/2021)
RR
Colorado
(6/3/2021)
RR
Connecticut
(6/3/2021)
RR
Delaware
(6/3/2021)
RR
District of Columbia
(6/3/2021)
RR
Florida
(6/3/2021)
RR
Georgia
(6/10/2021)
RR
Hawaii
(6/9/2021)
RR
Idaho
(6/3/2021)
RR
Illinois
(6/14/2021)
RR
Indiana
(6/3/2021)
RR
Iowa
(6/3/2021)
RR
Kansas
(6/3/2021)
RR
Kentucky
(6/3/2021)
RR
Louisiana
(6/3/2021)
RR
Maine
(6/3/2021)
RR
Maryland
(6/3/2021)
RR
Massachusetts
(6/3/2021)
RR
Michigan
(6/3/2021)
RR
Minnesota
(6/4/2021)
RR
Mississippi
(6/3/2021)
RR
Missouri
(6/4/2021)
RR
Montana
(6/4/2021)
RR
Nebraska
(6/3/2021)
RR
Nevada
(6/3/2021)
RR
New Hampshire
(6/3/2021)
RR
New Jersey
(6/3/2021)
RR
New Mexico
(6/3/2021)
RR
New York
(6/3/2021)
RR
North Carolina
(6/3/2021)
RR
North Dakota
(6/3/2021)
RR
Ohio
(6/3/2021)
RR
Oklahoma
(6/4/2021)
RR
Oregon
(6/3/2021)
RR
Pennsylvania
(6/3/2021)
RR
Puerto Rico
(6/8/2021)
RR
Rhode Island
(6/3/2021)
RR
South Carolina
(6/3/2021)
RR
South Dakota
(6/3/2021)
RR
Tennessee
(3/12/2024)
RR
Texas
(6/9/2021)
RR
Utah
(6/3/2021)
RR
Vermont
(6/3/2021)
RR
Virginia
(6/8/2021)
RR
Washington
(6/3/2021)
RR
West Virginia
(6/3/2021)
RR
Wisconsin
(6/3/2021)
RR
Wyoming
(6/3/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1997About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michele Pacitto JR's CRS (Customer Relationship Summary).

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