Peter John Pinto
Professional Summary
Peter John Pinto is a registered financial advisor currently at BAY CREST PARTNERS, LLC located in Miami, Florida. Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 72, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
AFC PARTNERS, LLC | BAY CREST PARTNERS, LLC
Contact Information
Main Address
40 Wall Street 42nd Floor, New York, NY 10005Mailing Address
40 Wall Street 42nd Floor, New York, NY 10005Phone Number
(212) 480-1400Established
New York since 12/20/1994Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/21/2023)
(6/21/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jun 2003SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter John Pinto's CRS (Customer Relationship Summary).
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