Peter J. Pinto
Professional summary
Peter John Pinto is a registered financial professional currently at BAY CREST PARTNERS, LLC located in Miami, Florida.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 72, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter John Pinto's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2023 - Present
BAY CREST PARTNERS, LLC
Office #1: 2811 Ponce De Leon Blvd Suite 730, Miami, FL 33134July 1, 2008 - June 16, 2023
WHITAKER SECURITIES LLC
June 6, 2003 - April 5, 2005
SEABOARD SECURITIES, INC.
April 14, 1997 - March 16, 1999
COWEN AND COMPANY
April 23, 1996 - April 14, 1997
UBS SECURITIES LLC
November 3, 1992 - April 8, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2023)
(6/21/2023)
Exams
Series 72
Date: 6/4/2003
Government Securities Representative ExaminationFINRA
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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Company Information
BAY CREST PARTNERS, LLC
CRD#: 39944Miami, FL 33134TRUST BUT VERIFY
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