Rande N. Mcrae
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rande Neil Mcrae, who also goes by Rande N Mcrae, was a registered financial professional .
Rande is a previously registered financial professional and started their career in finance in 1992. Rande had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2011 - March 10, 2020
UNITED CALIFORNIA FINANCIAL MANAGEMENT SERVICES, LLC
November 20, 2003 - February 21, 2006
PRINCIPAL SECURITIES, INC.
April 27, 1995 - February 18, 2003
SENTRA SECURITIES CORPORATION
January 29, 1995 - April 13, 1995
SECURIAN FINANCIAL SERVICES, INC.
December 7, 1993 - February 21, 1995
SENTRA SECURITIES CORPORATION
October 5, 1992 - October 12, 1993
SIGNATOR FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
UNITED CALIFORNIA FINANCIAL MANAGEMENT SERVICES, LLC
CRD#: 156232 / SEC#:
Contact information
Red Flags
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