Jane E. Marchand

MARCHAND FARIES FINANCIAL MANAGEMENT

KEYSTONE HEIGHTS, FL

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CRD#: 2275496

Professional summary

Jane Elizabeth Marchand, who also goes by Jane E Marchand, Jane E Vonts, is a registered financial advisor currently at MARCHAND FARIES FINANCIAL MANAGEMENT, INC. located in Keystone Heights, Florida.

Jane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jane has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Jane E. Marchand is the Presid...

Jane's background was in perso...

estate planning and investment...

Jane has assisted numerous ind...

skiing

diving

travel and old Mini Coopers.

Do you have an area of expertise or specialization?

Estate & Generational Planning...

Are you a "fiduciary"?

Yes

Aliases

Jane E Marchand | Jane E Vonts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane Elizabeth Marchand's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 1997 - Present

MARCHAND FARIES FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 107813

KEYSTONE HEIGHTS, FL

Past

May 23, 2006 - December 31, 2010

WEALTH INC.

RIA

CRD#: 140018

JACKSONVILLE, FL

Past

February 27, 1996 - August 26, 1997

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

September 1, 1992 - February 16, 1996

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARCHAND FARIES FINANCIAL MANAGEMENT, INC.

MARCHAND FARIES FINANCIAL MANAGEMENT INC | MARCHAND FARIES FINANCIAL MANAGEMENT, INC.

CRD#: 107813 / SEC#: 801-121512

RIA

Registered Investment Advisory firm - (6/16/2021 Approved)

Colorado

Registered Investment Advisory firm - (6/29/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/21/2021 Terminated)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/18/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/31/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/24/1994

General Securities Principal Examination

Current Firm

MARCHAND FARIES FINANCIAL MANAGEMENT, INC.

MARCHAND FARIES FINANCIAL MANAGEMENT INC | MARCHAND FARIES FINANCIAL MANAGEMENT, INC.

CRD#: 107813 / SEC#: 801-121512

RIA

Registered Investment Advisory firm - (6/16/2021 Approved)

Colorado

Registered Investment Advisory firm - (6/29/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/21/2021 Terminated)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2019 Terminated)

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Contact information

Main Address

Jupiter, FL

Mailing Address

Po Box 2179, Keystone Heights, FL 32656

Phone number

(904) 805-0207

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCHAND FARIES FINANCIAL MANAGEMENT INC ADV BROCHURE (2/22/2025)

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 131,165,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Jane E. Marchand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jane Elizabeth Marchand's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH INC.

EQUITY SERVICES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

MARCHAND FARIES FINANCIAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/1996

Series 63

Date: 5/18/1993

Series 7

Date: 8/31/1992

Series 24

Date: 1/24/1994

Current Firm

MARCHAND FARIES FINANCIAL MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARCHAND FARIES FINANCIAL MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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