RS
Robert P. Seawright
MADISON AVENUE SECURITIES
San Diego, CA 92128
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CRD#: 2275475
RS
Professional summary
Robert Paul Seawright, who also goes by Bob Seawright, Robert P Seawright, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in San Diego, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Seawright | Robert P Seawright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 03/2005 CCO; ASSET MARKETING SYSTEMS INSURANCE SERVICES, LLC.; A FIXED INSURANCE MARKETING ORGANIZATION AND AFFILIATED COMPANY OF MADISON AVENUE SECURITIES, INC.; 40% OF TIME; INVESTMENT RELATED: NO; FROM 15050 AVENUE OF SCIENCE, SUITE 100, SAN DIEGO CA 92128.
2.) NAME: RANCHO BERNARDO COMMUNITY PRESBYTERIAN CHURCH; INV RELATED:NO; ADDRESS:17010 POMERADO RD, SAN DIEGO, CA 92128; NATURE:CHURCH (NOT A BUSINESS); POSITION:ELDER AND PRESIDENT OF THE COMMITTEE; START DATE:ELDER-01/2018, PRESIDENT-01/2019; HOURS/MONTH:20; TRADING HOURS/MONTH:0; DUTIES:CHAIR OF ADMINISTRATIVE AND FINANCE COMMITTEE.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Paul Seawright's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Paul Seawright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2011 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 13500 Evening Creek Dr. N #555, San Diego, CA 92128Office #2: 13500 Evening Creek Dr N #555, San Diego, CA 92128RIA
BD
CRD#: 23224
San Diego, CA
Current
June 19, 2008 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 13500 Evening Creek Dr N #555, San Diego, CA 92128Office #2: 13500 Evening Creek Dr N #555, San Diego, CA 92128RIA
BD
CRD#: 23224
San Diego, CA
Past
February 18, 2004 - April 1, 2005
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
July 7, 1995 - February 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 22, 1992 - April 11, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/27/2011)
IAR
California(4/27/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
