Douglas F. Karr

TLG ADVISORS

New Orleans, LA 70170

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CRD#: 2275327

Professional summary

Douglas Franklin Karr, CFP®, who also goes by Douglas F Karr, Douglas Franklin Karr, is a registered financial advisor currently at TLG ADVISORS, INC. located in New Orleans, Louisiana and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Douglas has worked at 14 firms and has passed the Series 66, Series 63, Series 6TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas F Karr | Douglas Franklin Karr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) CAPITAL INVESTMENT MANAGEMENT - 7/1/2020 - 201 St Charles Avenue, Suite 4207, New Orleans, LA 70170 - Wholesaler, Call on financial advisors and solicit annuities, Invt Rel, Insurance business, 50 hrs/mo; 40 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 3/2/21 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Franklin Karr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 3, 2021 - Present

TLG ADVISORS, INC.

Office #1: 201 St Charles Avenue Suite 4207, New Orleans, LA 70170

RIA

CRD#: 111052

New Orleans, LA

Current

March 3, 2021 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

July 15, 2019 - July 29, 2020

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

April 18, 2017 - March 29, 2019

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

February 25, 2010 - March 20, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

MARIETTA, GA

Past

February 24, 2010 - March 20, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

March 29, 2006 - February 26, 2009

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

December 5, 2005 - March 16, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

April 14, 2003 - July 21, 2004

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

ATLANTA, GA

Past

March 28, 2003 - July 21, 2004

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

August 27, 2002 - April 1, 2003

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Past

April 8, 2002 - July 12, 2002

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

CHARLOTTE, NC

Past

March 29, 2001 - July 12, 2002

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

August 3, 1998 - April 10, 2000

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

March 7, 1997 - August 3, 1998

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

June 1, 1995 - January 6, 2001

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Past

September 1, 1994 - June 5, 1995

SOUTHTRUST INVESTMENT SERVICES, INC.

CRD#: 34975

Past

September 15, 1992 - August 31, 1994

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/26/2021)

Georgia
(6/15/2021)

IAR

Louisiana
(3/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/15/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/24/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas F. Karr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Franklin Karr's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

ADVISORS ASSET MANAGEMENT, INC.

EMPOWER FINANCIAL SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

STONEX SECURITIES INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

IFMG SECURITIES, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

SOUTHTRUST SECURITIES, LLC

SOUTHTRUST INVESTMENT SERVICES, INC.

SOUTHTRUST SECURITIES, LLC

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/2002

Series 63

Date: 9/10/1992

Series 6TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/14/1992

Series 53

Date: 9/15/1997

Series 4

Date: 6/24/1997

Series 24

Date: 8/26/1994

FINRA

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

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