Vincent Napolitano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Napolitano was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1993. Vincent had worked at 13 firms and has passed the Series 63, SIE, Series 62, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2018 - September 18, 2018
QUINT CAPITAL CORPORATION
October 22, 2015 - June 17, 2016
FIRST STANDARD FINANCIAL COMPANY LLC
August 2, 2010 - November 20, 2015
ROCKWELL GLOBAL CAPITAL LLC
March 16, 2007 - August 27, 2010
J.P. TURNER & COMPANY, L.L.C.
November 18, 1998 - September 17, 1999
CONTINENTAL BROKER-DEALER CORP.
February 4, 1998 - December 16, 1998
THE THERMOPYLAE GROUP, INC.
July 14, 1997 - January 20, 1998
INSTITUTIONAL EQUITY CORPORATION
May 19, 1997 - June 30, 1997
ROYCE INVESTMENT GROUP, INC.
August 6, 1996 - May 23, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
September 19, 1994 - August 23, 1996
H.J. MEYERS & CO., INC.
February 25, 1994 - September 8, 1994
GRUNTAL & CO., L.L.C.
June 17, 1993 - January 28, 1994
KENSINGTON WELLS INCORPORATED
March 16, 1993 - May 20, 1993
CONTINENTAL BROKER-DEALER CORP.
January 20, 1993 - March 20, 1993
BERKELEY SECURITIES CORPORATION
Primary Firm SEC Registration
QUINT CAPITAL CORPORATION
CRD#: 26586 / SEC#: 801-128990, 8-42649
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/15/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
QUINT CAPITAL CORPORATION
CRD#: 26586 / SEC#: 801-128990, 8-42649
Contact information
SEC notice filing (7 States and Territories)
FINRA licenses (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73 |
| AUM (Assets Under Management) | $ 147,573,714 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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