Alfredo Cardona
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfredo Cardona was a registered financial professional .
Alfredo is a previously registered financial professional and started their career in finance in 1992. Alfredo had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2010 - December 31, 2025
CAMPBELL WILLIAMS, INC.
May 15, 2009 - May 20, 2010
ALPS DISTRIBUTORS, INC.
January 30, 2009 - March 30, 2009
FORESIDE FUND SERVICES, LLC
June 7, 2002 - September 8, 2008
UBS INTERNATIONAL INC.
June 6, 2002 - September 8, 2008
UBS INTERNATIONAL INC.
August 28, 2000 - June 21, 2002
UBS FINANCIAL SERVICES INC.
June 8, 2000 - August 8, 2000
CITIGROUP GLOBAL MARKETS INC.
September 28, 1992 - July 24, 1994
BERSEC INTERNATIONAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAMPBELL WILLIAMS, INC.
CRD#: 142243 / SEC#:
Contact information
Red Flags
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