Joseph Frank Ventresca
Professional Summary
Joseph Frank Ventresca is a registered financial advisor currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 10 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE, Series 82, Series 55, Series 7, Series 24 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DAWSON JAMES SECURITIES, INC.
Contact Information
Main Address
2700 N. Military Trail Suite 100, Boca Raton, FL 33431Mailing Address
2700 N. Military Trail Suite 100, Boca Raton, FL 33431Phone Number
(561) 391-5555Established
Florida since 07/30/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
12Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/26/2025)
(2/26/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Aug 2017About the Series 82 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Aug 2004Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2002About the Series 10 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Frank Ventresca's CRS (Customer Relationship Summary).
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