Joseph F. Ventresca
Professional summary
Joseph Frank Ventresca is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 10 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE, Series 82, Series 55, Series 7, Series 24 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Frank Ventresca's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2025 - Present
DAWSON JAMES SECURITIES, INC.
Office #1: 2700 N. Military Trail Suite 100, Boca Raton, FL 33431July 1, 2020 - December 31, 2024
GREAT POINT CAPITAL LLC
September 11, 2017 - July 15, 2020
VENTURE.CO BROKERAGE SERVICES LLC
May 16, 2008 - August 29, 2008
UBS FINANCIAL SERVICES INC.
May 7, 2008 - August 29, 2008
UBS FINANCIAL SERVICES INC.
February 23, 2004 - October 9, 2006
HAPOALIM SECURITIES USA, INC.
April 7, 2003 - February 23, 2004
CARIS & COMPANY, INC.
January 21, 2003 - February 26, 2003
INVESTEC INC.
March 28, 2002 - January 23, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 28, 2002 - January 23, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 6, 1997 - April 3, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 25, 1992 - June 12, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2025)
(2/26/2025)
Exams
Series 7TO
Date: 5/21/2025
General Securities Representative ExaminationSeries 55
Date: 8/13/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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