CT
Clare M. Thielen
STRATEGIC ADVISERS LLC
DAYTON, OH
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CRD#: 2274384
CT
Professional summary
Clare Marie Thielen, who also goes by Clare Marie Thielen, Clare Thielen, Clare Marie Urban, Clare Urban, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Dayton, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Clare is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Clare has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Clare Marie Thielen | Clare Thielen | Clare Marie Urban | Clare Urban
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-64425|OrgNmn:Dayton Right to Life |Org Addr:Dayton ,Ohio,US|OBA Nature:Provides assistance to guardia|Invst Rel:N|Title:Vice Chair, Board of Directors |Duties:Attend board meetings every other month |StrtDt:08-01-16|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Clare Marie Thielen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
DAYTON, OH
Current
November 22, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Magellan, Covington, KY 41015BD
CRD#: 7784
Covington, KY
Past
April 27, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Past
October 24, 2011 - October 1, 2021
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
XENIA, OH
Past
August 2, 2010 - October 24, 2011
UNIFIED FINANCIAL SECURITIES, LLC
BD
CRD#: 7868
INDIANAPOLIS, IN
Past
June 18, 2003 - March 2, 2009
IFS FUND DISTRIBUTORS, INC.
BD
CRD#: 24075
CINCINNATI, OH
Past
June 10, 2003 - December 31, 2021
JAMES CAPITAL ALLIANCE INC
RIA
CRD#: 107078
BEAVERCREEK, OH
Past
May 19, 1997 - June 16, 2003
2480 SECURITIES LLC
BD
CRD#: 41964
DAYTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/22/2021)
RR
Alaska(1/6/2024)
RR
Arizona(1/6/2024)
RR
Arkansas(1/6/2024)
RR
California(1/6/2024)
RR
Colorado(1/6/2024)
RR
Connecticut(1/6/2024)
RR
Delaware(1/6/2024)
RR
District of Columbia(1/6/2024)
RR
Florida(11/22/2021)
RR
Georgia(1/6/2024)
RR
Hawaii(1/6/2024)
RR
Idaho(1/6/2024)
RR
Illinois(1/6/2024)
RR
Indiana(11/22/2021)
RR
Iowa(1/6/2024)
RR
Kansas(1/6/2024)
RR
Kentucky(11/22/2021)
RR
Louisiana(1/6/2024)
RR
Maine(1/6/2024)
RR
Maryland(1/6/2024)
RR
Massachusetts(11/22/2021)
RR
Michigan(11/22/2021)
RR
Minnesota(1/6/2024)
RR
Mississippi(1/6/2024)
RR
Missouri(1/6/2024)
RR
Montana(1/6/2024)
RR
Nebraska(1/6/2024)
RR
Nevada(1/6/2024)
RR
New Hampshire(1/6/2024)
RR
New Jersey(1/6/2024)
RR
New Mexico(1/6/2024)
RR
New York(1/6/2024)
RR
North Carolina(1/6/2024)
RR
North Dakota(1/6/2024)
RR
Ohio(11/22/2021)
IAR
Ohio(3/31/2025)
RR
Oklahoma(1/6/2024)
RR
Oregon(1/6/2024)
RR
Pennsylvania(1/6/2024)
RR
Puerto Rico(1/6/2024)
RR
Rhode Island(1/6/2024)
RR
South Carolina(1/6/2024)
RR
South Dakota(1/6/2024)
RR
Tennessee(11/22/2021)
RR
Texas(11/22/2021)
RR
Utah(1/6/2024)
RR
Vermont(1/6/2024)
RR
Virgin Islands(1/6/2024)
RR
Virginia(1/6/2024)
RR
Washington(1/6/2024)
RR
West Virginia(1/6/2024)
RR
Wisconsin(1/6/2024)
RR
Wyoming(1/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 10/2/1992
Non-Member General Securities ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
