Brian J. Webb

CETERA INVESTMENT ADVISERS LLC

SPRING HILL, FL

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CRD#: 2274132

Professional summary

Brian J Webb, who also goes by Brian John Webb, Brian Webb, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spring Hill, Florida and CETERA WEALTH SERVICES, LLC located in Spring Hill, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7, Series 52, Series 9, Series 10, Series 27, Series 4, Series 53, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian John Webb | Brian Webb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: CETERA WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian J Webb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SPRING HILL, FL

Current

November 5, 2024 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SPRING HILL, FL

Past

February 3, 2023 - November 12, 2024

EDWARD JONES

RIA

CRD#: 250

SPRING HILL, FL

Past

February 3, 2023 - November 12, 2024

EDWARD JONES

CRD#: 250

SPRING HILL, FL

Past

May 22, 2017 - June 3, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

NORTH HAMPTON, NH

Past

May 22, 2017 - June 3, 2022

LPL FINANCIAL LLC

CRD#: 6413

NORTH HAMPTON, NH

Past

March 3, 2016 - May 23, 2017

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

CONCORD, NH

Past

March 3, 2016 - May 23, 2017

OSAIC INSTITUTIONS, INC.

CRD#: 35371

CONCORD, NH

Past

May 12, 2015 - February 24, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

NASHUA, NH

Past

March 31, 2015 - February 24, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

NASHUA, NH

Past

March 3, 2014 - March 11, 2015

WADDELL & REED

RIA

CRD#: 866

BEDFORD, NH

Past

March 3, 2014 - March 11, 2015

WADDELL & REED

CRD#: 866

BEDFORD, NH

Past

May 15, 2007 - March 24, 2014

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

EXETER, NH

Past

May 15, 2007 - March 24, 2014

CITIZENS SECURITIES, INC.

CRD#: 39550

EXETER, NH

Past

June 16, 2005 - May 3, 2007

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

BEDFORD, NH

Past

March 10, 2003 - June 16, 2005

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

PORTSMOUTH, NH

Past

March 3, 2003 - May 3, 2007

INVESTORS CAPITAL CORP.

CRD#: 30613

BEDFORD, NH

Past

May 28, 1999 - November 27, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 7, 1994 - June 16, 1999

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/5/2024)

IAR

Florida
(11/7/2024)

Maine
(11/5/2024)

Massachusetts
(11/5/2024)

New Hampshire
(11/5/2024)

North Carolina
(11/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/31/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/26/2000

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/23/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 12/6/1994

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 27

Date: 6/3/2006

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/23/2004

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/16/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 3/6/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian J. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian J Webb's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

EDWARD JONES

EDWARD JONES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

WADDELL & REED

WADDELL & REED

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

INVESTORS CAPITAL CORP.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

MORGAN STANLEY DW INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2014

Series 65

Date: 12/31/1999

Series 63

Date: 12/19/1994

SIE

Date: 10/1/2018

Series 3

Date: 6/26/2000

Series 7

Date: 3/23/1995

Series 52

Date: 12/6/1994

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 27

Date: 6/3/2006

Series 4

Date: 2/23/2004

Series 53

Date: 6/16/2003

Series 24

Date: 4/7/2003

Series 8

Date: 3/6/1998

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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