DB
Darron R. Bergstrom
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Boerne, TX
Some features on this profile are disabled
CRD#: 2273587
DB
Professional summary
Darron Ross Bergstrom, who also goes by Darron R Bergstrom, Darron Bergstrom, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Boerne, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Corpus Christi, Texas.
Darron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Darron has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darron R Bergstrom | Darron Bergstrom
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BERGSTROM FINANCIAL, 711 N CARANCAHUA ST STE 1414 CORPUS CHRISTI TX, 01/1998, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/MO 1/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 24 HR/WK 24/TRADING, 08/2009 3) CORPUS CHRISTI FIREFIGHTERS RETIREMENT SYSTEM, 711 N. CARANCAHUA STE 724 CORPUS CHRISTI TX, 05/2012, SECRETARY TREASURER, DEVELOP AND REVIEW INVESTMENT POLICY FOR CORPUS CHRISTI FIREFIGHTERS PENSION PLAN. INV REL, 4 HR/MO 2 HR/TRADING 4) DARRON BERGSTROM, 458 MIRAMAR PL CORPUS CHRISTI TX, RENTAL PROPERTY OWNER, 10/2017, NIR, 1/MO 0/TRADING 5) BUCARADERS, 1823 N CHAPARRAL ST CORPUS CHRISTI TX, 01/1995, PAST PRESIDENT, VOLUNTEER TO CONTINUE COMMUNITY TRADITIONS, NIR, 39/YR 6/TRADING 6) JEWELS LLC, 5830 MCARDLE CORPUS CHRISTI TX, 01/2018. PARTNER, REVIEW FINANCIALS, NIR, 1/WK 0/TRADING 7) ROTARY CLUB OF BOERNE TREASURER, 17 OLD SAN ANTONIO RD BOERNE TX 78006, 04/2023, TREASURER, CIVIC, NIR, 6 HR/MO 4 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Darron Ross Bergstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 711 N Carancahua St. Suite 1818, Corpus Christi, TX 78475RIA
CRD#: 134139
Boerne, TX
Current
August 3, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 711 N. Carancahua St. Suite 1818, Corpus Christi, TX 78401BD
CRD#: 39543
Corpus Christi, TX
Past
November 12, 2003 - August 5, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
CORPUS CHRISTI, TX
Past
November 3, 2003 - August 5, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
CORPUS CHRISTI, TX
Past
January 2, 1998 - November 18, 2003
SENTRA SECURITIES CORPORATION
RIA
CRD#: 10249
CORPUS CHRISTI, TX
Past
January 2, 1998 - November 18, 2003
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
November 1, 1995 - December 31, 1997
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
September 17, 1992 - November 2, 1995
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/3/2023)
RR
Arkansas(7/27/2023)
RR
California(8/3/2009)
RR
Florida(8/3/2009)
RR
Idaho(2/23/2024)
RR
Iowa(8/3/2009)
RR
Louisiana(5/15/2018)
RR
Michigan(9/8/2020)
RR
Minnesota(10/25/2022)
RR
Missouri(1/31/2012)
RR
Nevada(1/2/2013)
RR
New York(4/14/2020)
RR
North Carolina(1/2/2018)
RR
Pennsylvania(1/2/2025)
RR
South Dakota(10/10/2017)
RR
Texas(8/3/2009)
IAR
Texas(8/3/2009)
RR
Washington(11/8/2012)
RR
Wisconsin(1/2/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
