Georgene E. Snyder
Professional summary
Georgene Esther Snyder, who also goes by Georgene Esther Glickman, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Lords Valley, Pennsylvania.
Georgene is registered as a RR (Registered Representative) and started their career in finance in 1992. Georgene has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Georgene Esther Snyder's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2006 - Present
VANDERBILT SECURITIES, LLC
May 3, 2005 - October 16, 2006
AEGIS CAPITAL CORP.
January 10, 2003 - June 30, 2005
YANKEE FINANCIAL GROUP, INC.
December 9, 1998 - December 31, 2002
WISE PLANNING CORP.
October 1, 1995 - December 17, 1998
VOYA FINANCIAL ADVISORS, INC.
December 16, 1992 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2013)
(11/6/2006)
(11/6/2006)
(11/6/2006)
(1/5/2022)
(11/6/2006)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
