Eiichiro Kuwana
Professional summary
Eiichiro Kuwana is a registered financial professional currently at COOK PINE SECURITIES LLC located in Greenwich, Connecticut.
Eiichiro is registered as a RR (Registered Representative) and started their career in finance in 1992. Eiichiro has worked at 2 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 79, Series 7, Series 3, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eiichiro Kuwana's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2013 - Present
COOK PINE SECURITIES LLC
Office #1: 2 Sound View Drive 2nd Floor, Greenwich, CT 06830Office #2: 2 Sound View Drive 2nd Floor, Greenwich, CT 06830October 29, 1992 - November 30, 2004
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2013)
(3/20/2013)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 8
Date: 12/18/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
COOK PINE SECURITIES LLC
CRD#: 152365 / SEC#: , 8-68444
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IRREVOCABLE TRUST FOR DESCENDANTS OF EIICHIRO KUWANA | OWNER | |
| KUWANA, EIICHIRO | CEO/CCO | |
| KUWANA, YUMI MERA | PRESIDENT | |
| GENDRON, KAREN MARIE | CFO/FINOP | 1503330 |
Red Flags
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