DH
Daniel R. Heironimus
NWF ADVISORY SERVICES
SIKESTON, MO 63801
Some features on this profile are disabled
CRD#: 2272187
DH
Professional summary
Daniel Ross Heironimus, who also goes by Dan Heironimos, Daniel Ross Heironimos, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Sikeston, Missouri and OSAIC WEALTH, INC. located in Sikeston, Missouri.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Heironimos | Daniel Ross Heironimos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2002 ADDRESS: 118 E. Front Street, Sikeston MO 63801, United States DESCRIPTION: Missouri insurance agent offering various types of insurance products. 2) AM FINANCIAL GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 112 START DATE: 10/01/2021 ADDRESS: 118 E. Front Street, Sikeston MO 63801, United States DESCRIPTION: Investment Adviser Representative and Registered Rep of DBA AM Financial Group offering Securities, Advisory, and Insurance Services 3) CHRIST METHODIST CHURCH POSITION: Board of directors member NATURE: Non-profit church INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2025 ADDRESS: 723 Allen Blvd, Sikeston MO 63801, United States DESCRIPTION: To discuss and vote on any business brought to the board guiding our church. 4) NWF ADVISORY SERVICES, INC. POSITION: Investment Advisor Representative NATURE: Corporation ^ Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 80 START DATE: 06/17/2025 ADDRESS: 11835 W. Olympic Blvd., Suite 1155 E, Los Angeles CA 90064, United States DESCRIPTION: I provide Advisory Services such as wrap, fee accounts, and financial plans. I devote about half of my time to this business. 5) AM FINANCIAL GROUP POSITION: Investment Advisor Rep and Registered Rep and Insurance Services NATURE: LLC, Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 112 START DATE: 10/01/2021 ADDRESS: 118 E. Front Street, Sikeston MO 63801, United States DESCRIPTION: Investment Advisor Representative and registered Rep of DBA, AM Financial Group offering securities , advisory, and Insurance Services.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ross Heironimus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2025 - Present
NWF ADVISORY SERVICES INC
Office #1: 118 E Front Street, Sikeston, MO 63801RIA
CRD#: 110410
SIKESTON, MO
Current
September 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 118 E Front Street, Sikeston, MO 63801RIA
BD
CRD#: 23131
Sikeston, MO
Past
July 17, 2023 - July 2, 2025
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Sikeston, MO
Past
July 17, 2023 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
SIKESTON, MO
Past
February 13, 2018 - July 17, 2023
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Sikeston, MO
Past
February 13, 2018 - July 17, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Sikeston, MO
Past
May 13, 2016 - February 20, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
SIKESTON, MO
Past
May 13, 2016 - February 20, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
SIKESTON, MO
Past
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SIKESTON, MO
Past
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SIKESTON, MO
Past
August 27, 2003 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
SIKESTON, MO
Past
May 2, 2002 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
SIKESTON, MO
Past
September 3, 1992 - October 7, 1993
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/1/2023)
RR
Arkansas(9/1/2023)
RR
California(9/1/2023)
RR
Colorado(9/1/2023)
RR
Florida(9/1/2023)
RR
Georgia(9/1/2023)
RR
Illinois(9/1/2023)
RR
Indiana(9/1/2023)
RR
Kentucky(9/1/2023)
RR
Missouri(9/1/2023)
IAR
Missouri(9/17/2025)
RR
Tennessee(9/1/2023)
RR
Texas(9/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
