TS
Timothy E. Stinson
CETERA WEALTH SERVICES
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 2272183
TS
Professional summary
Timothy Earl Mccoy Stinson is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in El Segundo, California and CETERA INVESTMENT SERVICES LLC located in El Segundo, California.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1992. Timothy has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Timothy Earl Mccoy Stinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2015 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 13572
El Segundo, CA
Current
February 16, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 15340
El Segundo, CA
Current
February 16, 2022 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10358
El Segundo, CA
Current
February 16, 2022 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10299
El Segundo, CA
Past
February 16, 2022 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
EL SEGUNDO, CA
Past
February 2, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
EL SEGUNDO, CA
Past
February 2, 2015 - December 14, 2016
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
El Segundo, CA
Past
February 2, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
EL SEGUNDO, CA
Past
February 2, 2015 - February 15, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
EL SEGUNDO, CA
Past
January 30, 2015 - February 15, 2022
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
EL SEGUNDO, CA
Past
January 30, 2015 - February 15, 2022
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
EL SEGUNDO, CA
Past
January 30, 2015 - February 15, 2022
CETERA ADVISORS LLC
BD
CRD#: 10299
EL SEGUNDO, CA
Past
October 25, 2013 - January 26, 2015
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
PASADENA, CA
Past
January 22, 2010 - August 27, 2013
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
NEWPORT BEACH, CA
Past
November 21, 2008 - November 13, 2009
FORTIGENT SECURITIES COMPANY, LLC.
BD
CRD#: 46022
ROCKVILLE, MD
Past
September 21, 1992 - December 1, 2004
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2015)
RR
Alaska(1/30/2015)
RR
Arizona(1/30/2015)
RR
Arkansas(1/30/2015)
RR
California(1/30/2015)
RR
Colorado(1/30/2015)
RR
Connecticut(1/30/2015)
RR
Delaware(1/30/2015)
RR
District of Columbia(1/30/2015)
RR
Florida(1/30/2015)
RR
Georgia(1/30/2015)
RR
Hawaii(1/30/2015)
RR
Idaho(1/30/2015)
RR
Illinois(1/30/2015)
RR
Indiana(1/30/2015)
RR
Iowa(1/30/2015)
RR
Kansas(1/30/2015)
RR
Kentucky(1/30/2015)
RR
Louisiana(1/30/2015)
RR
Maine(1/30/2015)
RR
Maryland(1/30/2015)
RR
Massachusetts(1/30/2015)
RR
Michigan(1/30/2015)
RR
Minnesota(1/30/2015)
RR
Mississippi(1/30/2015)
RR
Missouri(1/30/2015)
RR
Montana(1/30/2015)
RR
Nebraska(1/30/2015)
RR
Nevada(1/30/2015)
RR
New Hampshire(1/30/2015)
RR
New Jersey(1/30/2015)
RR
New Mexico(1/30/2015)
RR
New York(1/30/2015)
RR
North Carolina(1/30/2015)
RR
North Dakota(1/30/2015)
RR
Ohio(1/30/2015)
RR
Oklahoma(1/30/2015)
RR
Oregon(1/30/2015)
RR
Pennsylvania(1/30/2015)
RR
Puerto Rico(1/30/2015)
RR
Rhode Island(1/30/2015)
RR
South Carolina(1/30/2015)
RR
South Dakota(1/30/2015)
RR
Texas(1/30/2015)
RR
Utah(1/30/2015)
RR
Vermont(1/30/2015)
RR
Virgin Islands(1/30/2015)
RR
Virginia(1/30/2015)
RR
Washington(1/30/2015)
RR
West Virginia(1/30/2015)
RR
Wisconsin(1/30/2015)
RR
Wyoming(1/30/2015)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CETERA ADVISORS LLC
CETERA ADVISORS LLC | MULTI-FINANCIAL SECURITIES CORPORATION | MAGIS FINANCIAL PARTNERS | FIRST ALLIED SECURITIES
CRD#: 10299 / SEC#: 801-33020, 8-26892
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
5299 Dtc Blvd #800 Suite 800, Greenwood Village, IL 80111
Mailing Address
400 First Street South Suite 300, Saint Cloud, MN 56301
Phone number
(800) 929-3485
Established
Delaware since 08/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,138
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| ARNOLD, SUMMER SELTZER | VICE PRESIDENT | 2954103 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| DEL VALLE, ELISA ANNE-MARIE | VICE PRESIDENT | 4807911 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HALLORAN, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CHIEF COMPLIANCE OFFICER | 5059176 |
| MERRILL, GARRETT JAMES | VICE PRESIDENT | 4306692 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| VOGEL, RICHARD CHARLES | VICE PRESIDENT | 4024999 |
Regulatory assets under management
| Total Number of Accounts | 81,652 |
| AUM (Assets Under Management) | $ 21,989,347,265 |
Disclosures
| Regulatory Event | 14 |
| Civil Event | 1 |
| Arbitration | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
