David E. Linch
Professional summary
David E Linch is a registered financial professional currently at BA SECURITIES, LLC located in Atlanta, Georgia.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David E Linch's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2023 - Present
BA SECURITIES, LLC
Office #1: 1954 Airport Road, Suite 125, Atlanta, GA 30341February 14, 2011 - December 5, 2023
BRIDGE CAPITAL ASSOCIATES, INC.
January 22, 2007 - January 18, 2011
STEPHENS
January 14, 2004 - June 12, 2007
ELM CAPITAL SECURITIES, LLC
June 12, 2003 - January 14, 2004
SOUTHTRUST SECURITIES, LLC
July 11, 2000 - December 31, 2002
RBC CAPITAL MARKETS, LLC
March 19, 1996 - July 17, 2000
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2023)
(1/2/2025)
(11/21/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 10/28/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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